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Advisor at STRATEGIC ADVISERS LLC
ROCK HILL, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | n/a | yes | ROCK HILL, SC | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jun 17, 2021 | Mar 31, 2025 | no | ROCK HILL, SC | Previous registration |
| FIRST CITIZENS INVESTOR SERVICES, INC. | Bd affiliated wealth | Oct 28, 2019 | Apr 13, 2021 | no | CHARLOTTE, NC|Fort Mill, SC|Fort Mill, SC | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Aug 2, 2016 | Jan 18, 2018 | no | Charlotte, NC | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Aug 2, 2016 | Jan 18, 2018 | no | Charlotte, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | STRATEGIC ADVISERS LLC | Mar 31, 2025 | Mar 31, 2025 | 0 | Bulk transfer | Ibd to ibd |
| FIRST CITIZENS INVESTOR SERVICES, INC. | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Apr 13, 2021 | Jun 17, 2021 | 65 | Firm change | Ibd to ibd |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | FIRST CITIZENS INVESTOR SERVICES, INC. | Jan 18, 2018 | Oct 28, 2019 | 648 | Firm change after gap | RIA to ibd |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Jan 18, 2018 | Aug 2, 2016 | -534 | Channel change | Other |