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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Mar 16, 2020 | n/a | yes | NEW ORLEANS, LA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Dec 26, 2013 | Mar 16, 2020 | no | NEW ORLEANS, LA|BILOXI, MS|RIDGELAND, MS|TUPELO, MS|MERIDIAN, MS | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 11, 2013 | Dec 12, 2013 | no | METAIRIE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES & ASSOCIATES, INC. | Mar 16, 2020 | Mar 16, 2020 | 0 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 12, 2013 | Dec 26, 2013 | 14 | Firm change | Wirehouse to wirehouse |