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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

BRETT RAYMOND CLOAK

Advisor at PRIVATE ADVISOR GROUP, LLC

Wyomissing, PA | MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:2c166200-8e9e-a559-e332-de1fd7c60a56

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 26, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIVATE ADVISOR GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Feb 27, 2002
First registration: Oct 26, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4496906

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIVATE ADVISOR GROUP, LLC	Bd affiliated wealth	Sep 17, 2014	n/a	yes	MORRISTOWN, NJ\|Wyomissing, PA	Current employment
THE CENTURION GROUP, LLC	Former SEC adviser	Aug 17, 2011	Oct 23, 2014	no	PLYMOUTH MEETING, PA	Previous registration
MMA ASSET MANAGEMENT LLC	Mixed wealth	Feb 25, 2011	Oct 6, 2014	no	CONSHOHOCKEN, PA\|READING, PA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Oct 26, 2005	Feb 24, 2011	no	MONTCHANIN, DE\|WILMINGTON, DE\|NEWTOWN SQUARE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THE CENTURION GROUP, LLC	PRIVATE ADVISOR GROUP, LLC	Oct 23, 2014	Sep 17, 2014	-36	Firm change after gap	Other
MMA ASSET MANAGEMENT LLC	THE CENTURION GROUP, LLC	Oct 6, 2014	Aug 17, 2011	-1,146	Firm change after gap	Other
NEW ENGLAND SECURITIES CORPORATION	MMA ASSET MANAGEMENT LLC	Feb 24, 2011	Feb 25, 2011	1	Firm change	Other

Relationships

Registered with (4)

→ PRIVATE ADVISOR GROUP, LLCRegistered adviserregistration: current employment
Sep 17, 2014 to presentfactForm ADV
→ THE CENTURION GROUP, LLCRegistered adviserregistration: previous registration
Aug 17, 2011 to Oct 23, 2014factForm ADV
→ MMA ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Feb 25, 2011 to Oct 6, 2014factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 26, 2005 to Feb 24, 2011factForm ADV

Dated events

No dated event names this entity yet.