This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SECURE INVESTMENT MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Nov 11, 2025

First registration

Jan 7, 2026

Dual registered

no

Other names

Mike Herzog

IAPD individual key

8195182

• Occurred

  May 15, 2026
  Advisor changed firm

  Michael Dean Herzog left Thrivent Investment Management Inc. for Secure Investment Management, Llc (registered 2026-06-30)

  Form ADVobserved 4 days ago
• Occurred

  Apr 9, 2026
  Advisor changed firm

  Michael Dean Herzog left Equitable Advisors, Llc for Thrivent Investment Management Inc. (registered 2026-04-22)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2c1ac720-a67a-edc7-66a8-d97409bb09dc

First observed

Jan 7, 2026

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.