DFX Intelligence

Data Factory

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM under $100M

SECURE INVESTMENT MANAGEMENT, LLC

CRD 141195

TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13e447ef-5499-a482-441a-01dc90370f7b

Data as of Aug 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 115
Dated events: 31
On other graphs: 0
Observed: Dec 12, 2014 to Aug 14, 2026
53 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $42.9MItem 5.F on the latest filing (2026-08-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $42.9M
Private client RAUM: $42.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 21
RAUM per advisor: $2.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 31
Advisory employees: 20
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 942
Individual clients: 938
High net worth clients: 4
SEC number: 801-80752
CRD: 141195
Filings on the tape: 53
First filed: Dec 12, 2014
Latest filed: Aug 14, 2026
Organised: Limited Liability Company, AZ
Website: jlbfinancialinc.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOSHUA DAVID MELLBERG	n/a	TUCSON, AZ	20	22	n/a	no
JOHN TIMOTHY KEEFE	Chartered Financial Analyst	TUCSON, AZ	3	33	4	no
Jared Loyd Keating	Certified Financial Planner	TUCSON, AZ	3	14	1	no
SAM MICHAEL BECKWORTH	n/a	Clovis, CA \| TUCSON, AZ	1	28	1	no
Jimmy Diep	n/a	San Jose, CA \| TUCSON, AZ	1	14	6	no
JANICE MARIE POWELL	n/a	TUCSON, AZ	1	17	10	no
CLARK DAVID DEARMOND	n/a	TUCSON, AZ \| Encinitas, CA	1	26	6	no
JON LEWIS BOWLES	n/a	Woodland HIlls, CA \| TUCSON, AZ	1	29	8	no
LOY DOUGLAS HOLT	n/a	TUCSON, AZ \| Roseville, CA	1	33	5	no
Dianne Shumway	n/a	TUCSON, AZ \| RANCHO PALOS VERDES, CA	1	23	2	no
Mark Angelo Palanca Mesina	n/a	TUCSON, AZ \| Concord, CA	0	13	n/a	no
MICHAEL S PARKIN	n/a	TUCSON, AZ \| Hollister, CA	0	21	n/a	no
Anthony Smith	Certified Financial Planner	TUCSON, AZ \| Oakland, CA	0	12	4	no
ARIDAI LOPEZ	n/a	TUCSON, AZ \| PHOENIX, AZ	0	11	3	no
SCOTT WILLIAM BLANEY	Certified Financial Planner	SAN CLEMENTE, CA \| TUCSON, AZ	0	26	7	no
Bruce Roy Moore	n/a	LONG BEACH, NY \| TUCSON, AZ	0	11	1	no
Shkira Singh	n/a	Granada Hills, CA \| TUCSON, AZ	0	25	7	no
Michael Dean Herzog	n/a	TUCSON, AZ \| CHULA VISTA, CA	0	13	2	no
Michael Oconitrillo	n/a	TUCSON, AZ \| Inglewood, CA	0	16	1	no
Mohsen Reyes	n/a	TUCSON, AZ \| Irvine, CA	0	11	2	no
JEREMY WAYNE RABALAIS	n/a	TUCSON, AZ	0	20	3	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MELLBERG, JOSHUA, DAVID	MANAGING MEMBER/OWNER	E	yes	06/2006	Dec 12, 2014	Mar 20, 2024
BOHON, OTTO, RAMON	CHIEF OPERATING OFFICER	Na	no	08/2021	Mar 31, 2022	Mar 20, 2024
ROTHCHILD, MATTHEW, DAVID	CHIEF COMPLIANCE OFFICER	Na	no	02/2023	Feb 24, 2023	Mar 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
INSURANCE MARKETING SOLUTIONS, LLC	n/a	n/a	n/a	N	no	n/a
JOSHUA DAVID MELLBERG, LLC	n/a	n/a	n/a	N	no	n/a
RETIREMENT INCOME, LLC	n/a	n/a	n/a	N	no	n/a
SECURE INCOME MANAGEMENT, LLC	n/a	n/a	n/a	N	yes	n/a
URSUS FINANCIAL GROUP, LLC	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 12 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 16, 2026	$42.9M	$42.9M	31	20	4	n/a	n/a
2024	Mar 31, 2025	$38.3M	$38.3M	12	12	0	n/a	n/a
2023	Mar 20, 2024	$32.4M	$32.4M	12	12	0	n/a	n/a
2022	Mar 31, 2023	$36.7M	$36.7M	12	12	0	n/a	n/a
2021	Mar 31, 2022	$36.7M	$36.7M	12	12	0	n/a	n/a
2020	Mar 29, 2021	$54.8M	$54.8M	23	20	17	n/a	n/a
2019	Mar 28, 2020	$86.2M	$86.2M	19	19	11	n/a	n/a
2018	Mar 29, 2019	$87.2M	$87.2M	10	10	38	n/a	n/a
2017	Mar 29, 2018	$118M	$118M	65	60	38	n/a	n/a
2016	Mar 30, 2017	$111M	$111M	52	48	n/a	n/a	n/a
2015	Mar 30, 2016	$71.4M	$71.4M	41	41	n/a	n/a	n/a
2014	Mar 31, 2015	$80.6M	$80.6M	18	18	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
8	8	0	38.1%	4	3	0	29	22

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$42.9M	$38.3M	12.1%	$36.7M	5.3%	31	12	4	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SPECIALIZED ADVISORS	3	Apr 1, 2019	Apr 10, 2019	TUCSON, AZ	Team lift out	RIA to new firm	30.0%
SPECIALIZED ADVISORS	11	Jan 24, 2019	Apr 29, 2019	TUCSON, AZ	Team lift out	RIA to new firm	37.9%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SPECIALIZED ADVISORS	2	Oct 12, 2019	Jul 2, 2025	DALLAS, TX	Team lift out	RIA to RIA	13.3%

Relationships

showing 80 of 115

Registered with (71)

← JEREMY WAYNE RABALAISAdvisorregistration: current employment
Aug 24, 2026 to presentfactForm ADV
← Mohsen ReyesAdvisorregistration: current employment
Jul 21, 2026 to presentfactForm ADV
← Michael OconitrilloAdvisorregistration: current employment
Jul 9, 2026 to presentfactForm ADV
← Michael Dean HerzogAdvisorregistration: current employment
Jun 30, 2026 to presentfactForm ADV
← Shkira SinghAdvisorregistration: current employment
Jun 11, 2026 to presentfactForm ADV
← Bruce Roy MooreAdvisorregistration: current employment
May 26, 2026 to presentfactForm ADV
← SCOTT WILLIAM BLANEYAdvisorregistration: current employment
Jan 20, 2026 to presentfactForm ADV
← ARIDAI LOPEZAdvisorregistration: current employment
Jan 6, 2026 to presentfactForm ADV
← Anthony SmithAdvisorregistration: current employment
Nov 17, 2025 to presentfactForm ADV
← MICHAEL S PARKINAdvisorregistration: current employment
Oct 10, 2025 to presentfactForm ADV
← Mark Angelo Palanca MesinaAdvisorregistration: current employment
Oct 9, 2025 to presentfactForm ADV
← Dianne ShumwayAdvisorregistration: current employment
Jul 15, 2025 to presentfactForm ADV
← JON LEWIS BOWLESAdvisorregistration: current employment
Jul 14, 2025 to presentfactForm ADV
← LOY DOUGLAS HOLTAdvisorregistration: current employment
Jul 14, 2025 to presentfactForm ADV
← CLARK DAVID DEARMONDAdvisorregistration: previous registration
Aug 25, 2017 to Jan 24, 2019factForm ADV
← JANICE MARIE POWELLAdvisorregistration: current employment
Jun 17, 2025 to presentfactForm ADV
← Jimmy DiepAdvisorregistration: current employment
May 23, 2025 to presentfactForm ADV
← SAM MICHAEL BECKWORTHAdvisorregistration: current employment
Oct 31, 2024 to presentfactForm ADV
← Jared Loyd KeatingAdvisorregistration: current employment
Mar 29, 2023 to presentfactForm ADV
← JOHN TIMOTHY KEEFEAdvisorregistration: previous registration
Nov 12, 2019 to Jul 27, 2022factForm ADV
← JOSHUA DAVID MELLBERGAdvisorregistration: current employment
Aug 23, 2006 to presentfactForm ADV
← EDWARD JOSEPH MACPHEEAdvisorregistration: previous registration
Nov 8, 2024 to Aug 14, 2026factForm ADV
← STEPHEN QUENTIN GLENN MEHRAdvisorregistration: previous registration
Jun 17, 2025 to Jun 25, 2026factForm ADV
← James RuweAdvisorregistration: previous registration
Jan 22, 2026 to Jun 1, 2026factForm ADV
← Mitchell MonsonAdvisorregistration: previous registration
Aug 12, 2025 to Apr 10, 2026factForm ADV
← Abhimanyu VinayekAdvisorregistration: previous registration
Jan 10, 2025 to Mar 4, 2026factForm ADV
← EDUARDO MARGARITO MARTINEZAdvisorregistration: previous registration
Oct 30, 2024 to Feb 23, 2026factForm ADV
← Eric N SchoonoverAdvisorregistration: previous registration
Jun 11, 2025 to Dec 8, 2025factForm ADV
← Enrique FranciaAdvisorregistration: previous registration
May 20, 2025 to Aug 26, 2025factForm ADV
← Jack Edward SchulteAdvisorregistration: previous registration
May 12, 2025 to Aug 12, 2025factForm ADV
and 41 more

Moved with (2)

← SPECIALIZED ADVISORSRegistered adviser2 advisors, team lift out, same day
Oct 12, 2019 to Jul 2, 2025factForm ADV
→ SPECIALIZED ADVISORSRegistered adviser11 advisors, team lift out
Jan 24, 2019 to Apr 29, 2019factForm ADV

Owns (2)

← ROTHCHILD, MATTHEW, DAVIDOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Feb 24, 2023 to Mar 20, 2024factForm ADV
← BOHON, OTTO, RAMONOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 31, 2022 to Mar 20, 2024factForm ADV

Controls (1)

← MELLBERG, JOSHUA, DAVIDOwnerMANAGING MEMBER/OWNER, ownership code E, individual
Dec 12, 2014 to Mar 20, 2024factForm ADV

Dated events

5 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 14, 2026
Advisor changed firm
Edward Joseph Macphee left Secure Investment Management, Llc for Gallagher Fiduciary Advisors, Llc (registered 2026-07-21)
Form ADVobserved 4 days ago
Occurred
Jun 25, 2026
Advisor changed firm
Stephen Quentin Glenn Mehr left Secure Investment Management, Llc for Forthright Capital (registered 2026-07-20)
Form ADVobserved 4 days ago
Occurred
Jun 1, 2026
Advisor changed firm
James Ruwe left Secure Investment Management, Llc for Modern Wealth Management, Llc (registered 2026-08-05)
Form ADVobserved 4 days ago
Occurred
Apr 10, 2026
Advisor changed firm
Mitchell Monson left Secure Investment Management, Llc for Tlg Advisors, Inc. (registered 2026-05-01)
Form ADVobserved 4 days ago
Occurred
Mar 4, 2026
Advisor changed firm
Abhimanyu Vinayek left Secure Investment Management, Llc for Transamerica Financial Advisors, Llc (registered 2026-03-13)
Form ADVobserved 4 days ago
Occurred
Feb 23, 2026
Advisor changed firm
Eduardo Margarito Martinez left Secure Investment Management, Llc for Forefront (registered 2026-09-03)
Form ADVobserved 4 days ago
Occurred
Dec 8, 2025
Advisor changed firm
Eric N Schoonover left Secure Investment Management, Llc for Altitude Capital Management Llc (registered 2026-06-24)
Form ADVobserved 4 days ago
Occurred
Aug 26, 2025
Advisor changed firm
Enrique Francia left Secure Investment Management, Llc for State Farm Investment Management Corp. (registered 2025-12-09)
Form ADVobserved 4 days ago
Occurred
Aug 12, 2025
Advisor changed firm
Jack Edward Schulte left Secure Investment Management, Llc for Equitable Advisors, Llc (registered 2026-04-16)
Form ADVobserved 4 days ago
Occurred
Jul 11, 2025
Advisor changed firm
Julian Carter Driver left Secure Investment Management, Llc for Gwn Securities Inc. (registered 2026-01-26)
Form ADVobserved 4 days ago
Occurred
Jun 20, 2025
Advisor changed firm
Guillermo Alberto Silesky left Secure Investment Management, Llc for Simplicity Wealth (registered 2025-09-10)
Form ADVobserved 4 days ago
Occurred
Jun 16, 2025
Advisor changed firm
Rebecca Cross left Secure Investment Management, Llc for Api Financial Advisors, Llc (registered 2026-01-01)
Form ADVobserved 4 days ago
Occurred
Apr 22, 2025
Advisor changed firm
Turill Anthony Engelman left Secure Investment Management, Llc for Lpl Enterprise, Llc (registered 2024-11-29)
Form ADVobserved 4 days ago
Occurred
Apr 22, 2025
Advisor changed firm
Tyler David Shumaker left Secure Investment Management, Llc for Centaurus Financial, Inc. (registered 2025-05-05)
Form ADVobserved 4 days ago
Occurred
Apr 22, 2025
Advisor changed firm
Angelica Roxas left Secure Investment Management, Llc for Brookwood Investment Group (registered 2026-03-25)
Form ADVobserved 4 days ago
Occurred
Apr 14, 2025
Advisor changed firm
Spencer Schreiber Miller left Secure Investment Management, Llc for Esi Financial Advisors (registered 2025-06-05)
Form ADVobserved 4 days ago
Occurred
Mar 5, 2025
Advisor changed firm
Jason Purvis left Secure Investment Management, Llc for Ae Wealth Management, Llc (registered 2025-03-20)
Form ADVobserved 4 days ago
Occurred
Sep 13, 2024
Advisor changed firm
Fernan E Lopez left Secure Investment Management, Llc for Fidelity Personal And Workplace Advisors (registered 2024-12-04)
Form ADVobserved 4 days ago
Occurred
Jul 5, 2024
Advisor changed firm
Ryan Andrew Berkowitz left Secure Investment Management, Llc for Forthright Capital (registered 2024-04-29)
Form ADVobserved 4 days ago
Occurred
Mar 14, 2024
Advisor changed firm
Yvette Spillman left Secure Investment Management, Llc for Gradient Advisors, Llc (registered 2024-05-23)
Form ADVobserved 4 days ago
Occurred
Nov 6, 2023
Advisor changed firm
Kelley Eugene Velasquez left Secure Investment Management, Llc for Brookstone Capital Management Llc (registered 2023-04-18)
Form ADVobserved 4 days ago
Occurred
Sep 15, 2023
Advisor changed firm
Mario P Dela Cerna left Secure Investment Management, Llc for Brookstone Capital Management Llc (registered 2023-10-10)
Form ADVobserved 4 days ago
Occurred
Aug 2, 2023
Advisor changed firm
Roman Lara left Secure Investment Management, Llc for Allstate Financial Advisors, Llc (registered 2024-07-19)
Form ADVobserved 4 days ago
Occurred
Sep 15, 2022
Advisor changed firm
Bart Andrew Newman left Secure Investment Management, Llc for Iams Wealth Management, Llc (registered 2022-10-13)
Form ADVobserved 4 days ago
Occurred
Jul 27, 2022
Advisor changed firm
John Timothy Keefe left Secure Investment Management, Llc for Brookstone Capital Management Llc (registered 2020-05-28)
Form ADVobserved 4 days ago
Occurred
Dec 12, 2014
First Form ADV filing
Secure Investment Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 5 bookkeeping events

Occurred
Mar 31, 2022
Secure Investment Management, Llc reported 0 offices beyond its principal office, down from 17 (2021-09-08 to 2022-03-31)
Occurred
Mar 29, 2021
Secure Investment Management, Llc reported 20 state-registered advisory representatives, up from 10 (2020-06-25 to 2021-03-29)
Occurred
Mar 29, 2021
Secure Investment Management, Llc reported 17 offices beyond its principal office, up from 11 (2020-06-25 to 2021-03-29)
Occurred
Mar 28, 2020
Secure Investment Management, Llc reported 11 offices beyond its principal office, down from 38 (2019-06-10 to 2020-03-28)
Occurred
Mar 29, 2019
Secure Investment Management, Llc reported 10 state-registered advisory representatives, down from 55 (2018-07-25 to 2019-03-29)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13e447ef-5499-a482-441a-01dc90370f7b
First observed: Dec 12, 2014
Last observed: Aug 14, 2026 36 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SECURE INVESTMENT MANAGEMENT, LLC

CRD 141195

TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13e447ef-5499-a482-441a-01dc90370f7b

Data as of Aug 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:54 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOSHUA DAVID MELLBERG

n/a

TUCSON, AZ

n/a

JOHN TIMOTHY KEEFE

Chartered Financial Analyst

TUCSON, AZ

Jared Loyd Keating

Certified Financial Planner

TUCSON, AZ

SAM MICHAEL BECKWORTH

n/a

Clovis, CA | TUCSON, AZ

Jimmy Diep

n/a

San Jose, CA | TUCSON, AZ

JANICE MARIE POWELL

n/a

TUCSON, AZ

CLARK DAVID DEARMOND

n/a

TUCSON, AZ | Encinitas, CA

JON LEWIS BOWLES

n/a

Woodland HIlls, CA | TUCSON, AZ

LOY DOUGLAS HOLT

n/a

TUCSON, AZ | Roseville, CA

Dianne Shumway

n/a

TUCSON, AZ | RANCHO PALOS VERDES, CA

Mark Angelo Palanca Mesina

n/a

TUCSON, AZ | Concord, CA

n/a

MICHAEL S PARKIN

n/a

TUCSON, AZ | Hollister, CA

n/a

Anthony Smith

Certified Financial Planner

TUCSON, AZ | Oakland, CA

ARIDAI LOPEZ

n/a

TUCSON, AZ | PHOENIX, AZ

SCOTT WILLIAM BLANEY

Certified Financial Planner

SAN CLEMENTE, CA | TUCSON, AZ

Bruce Roy Moore

n/a

LONG BEACH, NY | TUCSON, AZ

Shkira Singh

n/a

Granada Hills, CA | TUCSON, AZ

Michael Dean Herzog

n/a

TUCSON, AZ | CHULA VISTA, CA

Michael Oconitrillo

n/a

TUCSON, AZ | Inglewood, CA

Mohsen Reyes

n/a

TUCSON, AZ | Irvine, CA

JEREMY WAYNE RABALAIS

n/a

TUCSON, AZ

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MELLBERG, JOSHUA, DAVID

MANAGING MEMBER/OWNER

yes

06/2006

Dec 12, 2014

Mar 20, 2024

BOHON, OTTO, RAMON

CHIEF OPERATING OFFICER

08/2021

Mar 31, 2022

Mar 20, 2024

ROTHCHILD, MATTHEW, DAVID

CHIEF COMPLIANCE OFFICER

02/2023

Feb 24, 2023

Mar 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

INSURANCE MARKETING SOLUTIONS, LLC

n/a

JOSHUA DAVID MELLBERG, LLC

n/a

RETIREMENT INCOME, LLC

n/a

SECURE INCOME MANAGEMENT, LLC

n/a

yes

n/a

URSUS FINANCIAL GROUP, LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 16, 2026

$42.9M

n/a

2024

Mar 31, 2025

$38.3M

n/a

2023

Mar 20, 2024

$32.4M

n/a

2022

Mar 31, 2023

$36.7M

n/a

2021

Mar 31, 2022

$36.7M

n/a

2020

Mar 29, 2021

$54.8M

n/a

2019

Mar 28, 2020

$86.2M

n/a

2018

Mar 29, 2019

$87.2M

n/a

2017

Mar 29, 2018

$118M

n/a

2016

Mar 30, 2017

$111M

n/a

2015

Mar 30, 2016

$71.4M

n/a

2014

Mar 31, 2015

$80.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

38.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$42.9M

$38.3M

12.1%

$36.7M

5.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SPECIALIZED ADVISORS

Apr 1, 2019

Apr 10, 2019

TUCSON, AZ

Team lift out

RIA to new firm

30.0%

SPECIALIZED ADVISORS

Jan 24, 2019

Apr 29, 2019

TUCSON, AZ

Team lift out

RIA to new firm

37.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SPECIALIZED ADVISORS

Oct 12, 2019

Jul 2, 2025

DALLAS, TX

Team lift out

RIA to RIA

13.3%