DFX Intelligence

M••• D•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

M••• D•••• T•••••

Advisor at W•• F•••••••• S•••••••

ANAHEIM, CA

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Search this name across graphsid dfx:ria:2c27c8f9-1771-42af-cf55-705016281af6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•• F•••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 4, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•• F•••••••• S•••••••	State registered	Mar 8, 2018	n/a	yes	ANAHEIM, CA	Current employment
G••••• I••••••••• S••••••••• L••	State registered	Jun 20, 2016	Jun 25, 2018	no	Anaheim, CA\|ALISO VIEJO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• I••••••••• S••••••••• L••	W•• F•••••••• S•••••••	Jun 25, 2018	Mar 8, 2018	-109	Firm change after gap	Other
R• • E• D••••• A•• A••••••••• L••	G••••• I••••••••• S••••••••• L••	Aug 29, 2016	Jun 20, 2016

Relationships

Registered with (8)

→ W•• F•••••••• S•••••••Registered adviserregistration: current employment
Mar 8, 2018 to presentfactForm ADV
→ G••••• I••••••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 20, 2016 to Jun 25, 2018factForm ADV
→ R• • E• D••••• A•• A••••••••• L••Registered adviserregistration: previous registration
Aug 14, 2012 to Aug 29, 2016factForm ADV
→ R•••••• W••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c27c8f9-1771-42af-cf55-705016281af6
First observed: Apr 5, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.