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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

REDHAWK WEALTH ADVISORS, INC.

CRD 146616

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b03019c7-1634-afb6-dd3f-cf7af1658ad5

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 173
Dated events: 26
On other graphs: 0
Observed: Jan 25, 2012 to Sep 4, 2026
84 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=true related_bank=false bd_reps=1.0
Regulatory AUM: $1.5BItem 5.F on the latest filing (2026-09-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $615M
Private client RAUM: $1.4BderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 43
RAUM per advisor: $33.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 55
Advisory employees: 47
Offices: 33Schedule D 1.F, beyond the principal office
Accounts: 6,639
Individual clients: 3,006
High net worth clients: 112
Custody, client assets: $391M
SEC number: 801-68902
CIK: 1535811
CRD: 146616
Filings on the tape: 84
First filed: Jan 25, 2012
Latest filed: Sep 4, 2026
Organised: Corporation, MN
Website: thewittmangroup.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 42

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JAMES CLIFTON NEATHERY	n/a	MINNEAPOLIS, MN \| Alvarado, TX	18	35	n/a	no
DALE THOMAS WOLBERG	n/a	MINNEAPOLIS, MN \| LITTLETON, CO	14	19	n/a	no
KATRINA LEE SAVAGE	n/a	FLINT, MI \| MINNEAPOLIS, MN	14	44	1	no
SKIPPER BLAIN WALLER	n/a	MINNEAPOLIS, MN \| PACE, FL	12	19	n/a	no
DANIEL EDWARD HUNT	n/a	MINNEAPOLIS, MN	12	18	n/a	no
BONIFACE DESMOND COELHO	n/a	FRIDLEY, MN \| MINNEAPOLIS, MN	12	18	n/a	no
PETER R WITTMAN	Chartered Financial Consultant	MINNEAPOLIS, MN \| FRANKLIN, TN	12	20	2	no
PAUL CHARLES HORAN	Personal Financial Specialist	MINNEAPOLIS, MN \| DAVENPORT, IA	12	43	3	no
ROBERT WESTIN BRIDEL	n/a	CEDAR PARK, TX \| MINNEAPOLIS, MN	11	28	3	no
STEVEN EDWIN ROETH	Chartered Financial Consultant	MINNEAPOLIS, MN \| LAS VEGAS, NV	10	21	n/a	no
CHRISTOPHER P KURTZ	n/a	MINNEAPOLIS, MN \| FAIRFIELD TOWNSHIP, OH	9	26	1	no
Nathan Bryan Willis	n/a	PARKER, CO \| MINNEAPOLIS, MN	9	11	n/a	no
EVAN JAMES KRAMLICH	n/a	CARY, NC \| MINNEAPOLIS, MN	8	14	1	no
KURTIS ANDREW POLACEK	Certified Financial Planner	Hamilton, OH	8	13	3	no
CRAIG ANDREW RONCAIOLI	Chartered Financial Consultant	BRADENTON, FL \| WEST HARTFORD, CT	7	32	3	no
SANDY G LEVINE	n/a	Del Mar, CA \| MINNEAPOLIS, MN	6	12	3	no
JEFFREY ALAN CERNY	n/a	MINNEAPOLIS, MN \| Irvine, CA	6	22	4	no
EVONNE IANACONE RYAN	n/a	MINNEAPOLIS, MN \| Littleton, CO	6	35	7	no
DENNIS EUGENE PASCARELLA	Chartered Financial Consultant	KINGSTON SPRINGS, TN \| MINNEAPOLIS, MN	5	31	5	no
KEVIN JAMES COLLARD	n/a	HERMANTOWN, MN \| MINNEAPOLIS, MN	5	16	3	no
DEBORAH ANN JOSEPH	n/a	Flint, MI \| MINNEAPOLIS, MN	5	36	n/a	no
Steven Kiefer Burke	n/a	OAKLAND, CA \| MINNEAPOLIS, MN	5	26	1	no
MARY HORAN MCBRIDE	n/a	DAVENPORT, IA \| MINNEAPOLIS, MN \| BROOKLYN, NY	3	10	n/a	no
Kristina Gambino	n/a	Ware, MA \| MINNEAPOLIS, MN \| WEST HARTFORD, CT	3	14	n/a	no
Aaron David Patten	n/a	MINNEAPOLIS, MN \| VALPARAISO, IN	3	15	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HUNT, DANIEL, EDWARD	CHIEF EXECUTIVE OFFICER	D	yes	02/2008	Sep 4, 2026	Sep 4, 2026
KEAST, RICHARD, P	PRESIDENT/ CHIEF COMPLIANCE OFFICER	B	yes	07/2015	Sep 4, 2026	Sep 4, 2026
COELHO, BONIFACE, DESMOND	Owner	A	no	09/2013	Sep 4, 2026	Sep 4, 2026
DOWTY, NAVI, JAMES	Owner	B	no	04/2011	Sep 4, 2026	Sep 4, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RIDGE INVESTMENT ADVISORS INC	n/a	State registered	$37.6M	Y	no	n/a
CRITERIUM FINANCIAL ADVISORS, LTD	n/a	n/a	n/a	Y	no	n/a
FINANCIAL FITNESS GROUP, LLC	n/a	n/a	n/a	N	no	n/a
TOP RANK ADVISORS	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published; showing 30 of 32

City	State	Country	Employees	Also broker-dealer
Littleton	Co	United States	4	no
WEST HARTFORD	Ct	United States	3	yes
Minneapolis	Mn	United States	3	no
Littleton	Co	United States	2	no
Parker	Co	United States	2	no
Davenport	Ia	United States	2	no
Flint	Mi	United States	2	no
Howell	Mi	United States	2	no
LAKE ORION	Mi	United States	2	no
Raleigh	Nc	United States	2	no
Hamilton	Oh	United States	2	no
Maricopa	Az	United States	1	no
CULVER CITY	CA	United States	1	no
DEL MAR	CA	United States	1	no
Irvine	CA	United States	1	no
Oakland	CA	United States	1	no
WEST HARTFORD	Ct	United States	1	no
PONTE VERDA	FL	United States	1	no
Honolulu	Hi	United States	1	no
Greenwood	IL	United States	1	no
Lincolnshire	IL	United States	1	no
Valparaiso	In	United States	1	no
Duluth	Mn	United States	1	no
Henderson	Nv	United States	1	no
LAS VEGAS	Nv	United States	1	no
Enid	Ok	United States	1	no
OKLAHOMA CITY	Ok	United States	1	no
Franklin	Tn	United States	1	no
Hendersonville	Tn	United States	1	no
Alvarado	TX	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 16

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$1.5B	$615M	55	47	33	n/a	n/a
2024	Feb 27, 2025	$1.8B	$1.8B	55	47	38	n/a	n/a
2023	Mar 26, 2024	$1.8B	$1.8B	55	47	38	n/a	n/a
2022	Mar 27, 2023	$1.2B	$1.2B	43	35	37	n/a	n/a
2021	Mar 24, 2022	$1.4B	$1.4B	42	36	28	n/a	n/a
2020	Mar 19, 2021	$1.4B	$1.4B	40	38	28	n/a	n/a
2019	Mar 20, 2020	$1.1B	$1.1B	38	35	27	n/a	n/a
2018	Mar 19, 2019	$1.1B	$1.0B	36	32	27	n/a	n/a
2017	Mar 27, 2018	$1.1B	$1.0B	34	31	24	n/a	n/a
2016	Mar 7, 2017	$701M	$664M	6	3	n/a	n/a	n/a
2015	Feb 10, 2016	$173M	$153M	6	3	n/a	n/a	n/a
2014	Mar 27, 2015	$192M	$189M	7	3	n/a	n/a	n/a
2013	Mar 28, 2014	$122M	$119M	7	3	n/a	n/a	n/a
2012	Jun 3, 2013	$102M	$95.0M	7	3	n/a	n/a	n/a
2011	Mar 29, 2012	$71.3M	$63.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	4	-3	9.3%	0	0	0	13	11

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.5B	$1.8B	-20.8%	$1.2B	6.4%	55	55	33	38

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	4	Jul 15, 2021	Jul 15, 2021	HERMANTOWN, MN	Team lift out	RIA to ibd	11.8%
INTEGRUM WEALTH MANAGEMENT	2	Sep 15, 2017	Oct 13, 2017	DENVER, CO	Team lift out	Other	8.0%
ADVISORNET WEALTH PARTNERS	6	Nov 3, 2015	Aug 3, 2015	NEW HOPE, MN	Team lift out	Other	13.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FOCUS FINANCIAL	2	Oct 3, 2023	Oct 2, 2023	ST LOUIS PARK, MN	Team lift out	RIA to RIA	1.7%
SECURITIES AMERICA ADVISORS, INC.	3	May 2, 2023	May 2, 2023	WEST HARTFORD, CT	Team lift out	Ibd to RIA	0.2%
ATLAS WEALTH MANAGEMENT GROUP, LLC	2	Jul 22, 2020	Aug 14, 2024	IRVINE, CA	Team lift out	Other	40.0%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Aug 22, 2019	Aug 21, 2019	DULUTH, MN	Team lift out	Wirehouse to RIA	0.0%
MADISON AVENUE SECURITIES, LLC	2	Jan 8, 2018	Jan 8, 2018	TULSA, OK	Team lift out	Other	3.0%

Relationships

showing 80 of 173

Affiliated with (1)

→ RIDGE INVESTMENT ADVISORSRegistered adviserother investment adviser, control
factForm ADV

Registered with (67)

← Matthew RosenbergerAdvisorregistration: current employment
May 6, 2025 to presentfactForm ADV
← SANDRA MAZONASAdvisorregistration: current employment
Feb 18, 2025 to presentfactForm ADV
← Allen BrontonAdvisorregistration: current employment
Jan 14, 2025 to presentfactForm ADV
← JAMES NICHOLAS VOLPEAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← RAPHAEL ANTHONY MUSTOAdvisorregistration: current employment
Dec 17, 2024 to presentfactForm ADV
← Joseph Darrell ArmstrongAdvisorregistration: current employment
Sep 12, 2024 to presentfactForm ADV
← SHARYL LEE SCHULTZAdvisorregistration: previous registration
Jan 9, 2018 to Jul 1, 2021factForm ADV
← SCOTT LOCKE GREENAMEYERAdvisorregistration: current employment
Aug 14, 2024 to presentfactForm ADV
← BOON SER TANAdvisorregistration: current employment
Apr 8, 2024 to presentfactForm ADV
← ANDREW STEVEN RIISAdvisorregistration: current employment
Mar 27, 2024 to presentfactForm ADV
← GEORGE BYRON THOMPSONAdvisorregistration: current employment
Dec 7, 2023 to presentfactForm ADV
← MICHAEL ANTHONY LANGEAdvisorregistration: current employment
Oct 2, 2023 to presentfactForm ADV
← TIMOTHY RONALD EVONAdvisorregistration: current employment
Oct 2, 2023 to presentfactForm ADV
← PETER J THORESENAdvisorregistration: current employment
Oct 2, 2023 to presentfactForm ADV
← RICHARD KELLY ERICSONAdvisorregistration: current employment
May 24, 2023 to presentfactForm ADV
← DAVID ANTHONY SUTKAITISAdvisorregistration: current employment
May 2, 2023 to presentfactForm ADV
← JAY GERSHMANAdvisorregistration: current employment
May 1, 2023 to presentfactForm ADV
← JASON HANDAdvisorregistration: current employment
May 1, 2023 to presentfactForm ADV
← Aaron David PattenAdvisorregistration: current employment
Dec 19, 2022 to presentfactForm ADV
← Kristina GambinoAdvisorregistration: current employment
Nov 15, 2022 to presentfactForm ADV
← MARY HORAN MCBRIDEAdvisorregistration: current employment
Oct 10, 2022 to presentfactForm ADV
← Steven Kiefer BurkeAdvisorregistration: current employment
Mar 22, 2021 to presentfactForm ADV
← DEBORAH ANN JOSEPHAdvisorregistration: current employment
Mar 4, 2021 to presentfactForm ADV
← KEVIN JAMES COLLARDAdvisorregistration: current employment
Dec 18, 2020 to presentfactForm ADV
← DENNIS EUGENE PASCARELLAAdvisorregistration: current employment
Dec 10, 2020 to presentfactForm ADV
← EVONNE IANACONE RYANAdvisorregistration: current employment
Jun 30, 2020 to presentfactForm ADV
← JEFFREY ALAN CERNYAdvisorregistration: current employment
Jun 16, 2020 to presentfactForm ADV
← SANDY G LEVINEAdvisorregistration: current employment
Jun 12, 2020 to presentfactForm ADV
← CRAIG ANDREW RONCAIOLIAdvisorregistration: current employment
Apr 15, 2019 to presentfactForm ADV
← KURTIS ANDREW POLACEKAdvisorregistration: current employment
Apr 24, 2018 to presentfactForm ADV
and 37 more

Moved with (6)

→ TOP RANK WEALTH MANAGEMENT, LLCRegistered adviser2 advisors, team lift out, same day
Jun 4, 2026 to Jul 15, 2026factForm ADV
→ DESERT ROSE CAPITAL MANAGEMENT, INC.Registered adviser2 advisors, team lift out
Jul 20, 2023 to Jan 1, 2025factForm ADV
← ATLAS WEALTH MANAGEMENT GROUP, LLCRegistered adviser2 advisors, team lift out, same day
Jul 22, 2020 to Aug 14, 2024factForm ADV
← FOCUS FINANCIALRegistered adviser2 advisors, team lift out, same day
Oct 3, 2023 to Oct 2, 2023factForm ADV
← SECURITIES AMERICA ADVISORS, INC.Registered adviser3 advisors, team lift out, same day
May 2, 2023 to May 2, 2023factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviser4 advisors, team lift out, same day
Jul 15, 2021 to Jul 15, 2021factForm ADV

Owns (2)

← DOWTY, NAVI, JAMESOwnerOWNER, ownership code B, individual
Jan 25, 2012 to Nov 27, 2024factForm ADV
← COELHO, BONIFACE, DESMONDOwnerOWNER, ownership code A, individual
Jan 25, 2012 to Nov 27, 2024factForm ADV

Controls (2)

← KEAST, RICHARD, POwnerPRESIDENT/ CHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 7, 2017 to Nov 27, 2024factForm ADV
← HUNT, DANIEL, EDWARDOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Jan 25, 2012 to Nov 27, 2024factForm ADV

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 4, 2026
Advisor changed firm
Michael Joseph Fenchak left Redhawk Wealth Advisors, Inc. for Top Rank Wealth Management, Llc (registered 2026-07-15)
Form ADVobserved 6 days ago
Occurred
Jun 4, 2026
Advisor changed firm
Alexander Joseph Hearley left Redhawk Wealth Advisors, Inc. for Top Rank Wealth Management, Llc (registered 2026-06-04)
Form ADVobserved 6 days ago
Occurred
Apr 6, 2026
Advisor changed firm
Gene Isao Watanabe left Redhawk Wealth Advisors, Inc. for Simplicity Wealth (registered 2026-04-13)
Form ADVobserved 6 days ago
Occurred
Oct 23, 2025
Advisor changed firm
Brent James Godwin left Redhawk Wealth Advisors, Inc. for Raleigh Capital Management Inc. (registered 2026-03-06)
Form ADVobserved 6 days ago
Occurred
Aug 12, 2025
Advisor changed firm
Ian Patrick Schrup left Redhawk Wealth Advisors, Inc. for Advisor Share Wealth Management, Llc (registered 2025-09-02)
Form ADVobserved 6 days ago
Occurred
May 14, 2025
Advisor changed firm
Bryant E Stone left Redhawk Wealth Advisors, Inc. for Stone Legacy Capital Llc (registered 2025-05-15)
Form ADVobserved 6 days ago
Occurred
May 8, 2025
Advisor changed firm
Kyle Klatt left Redhawk Wealth Advisors, Inc. for Osaic Wealth, Inc. (registered 2025-05-08)
Form ADVobserved 6 days ago
Occurred
Aug 1, 2024
Advisor changed firm
Joseph Paul Daly left Redhawk Wealth Advisors, Inc. for Brookstone Capital Management Llc (registered 2024-08-01)
Form ADVobserved 6 days ago
Occurred
Jul 1, 2024
Advisor departed, no destination yet
Derek Stokes Elleman no longer registered at Redhawk Wealth Advisors, Inc.; no later IA registration on IAPD
Form ADVobserved 6 days ago
Occurred
Jun 3, 2024
Advisor changed firm
Kathleen Nina Sanford left Redhawk Wealth Advisors, Inc. for Rca Wealth Strategies Llc (registered 2024-06-03)
Form ADVobserved 6 days ago
Occurred
May 3, 2024
Advisor changed firm
Kimberly Iris Ten Pas Bell left Redhawk Wealth Advisors, Inc. for Madison Avenue Securities, Llc (registered 2024-11-06)
Form ADVobserved 6 days ago
Occurred
Mar 26, 2024
Regulatory AUM changed
Redhawk Wealth Advisors, Inc. reported RAUM $1.8B, up 50% from $1.2B (2023-12-14 to 2024-03-26)
Form ADVobserved 6 days ago
$606M
Occurred
Oct 3, 2023
Team lift-out
2 advisors left Focus Financial (ST Louis Park, MN) for Redhawk Wealth Advisors, Inc. on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Sep 27, 2023
Advisor changed firm
Harry Redmond Greene left Redhawk Wealth Advisors, Inc. for Brookstone Wealth Advisors, Llc (registered 2022-11-29)
Form ADVobserved 6 days ago
Occurred
Jul 27, 2023
Advisor changed firm
John James Lowry left Redhawk Wealth Advisors, Inc. for Advisor Share Wealth Management, Llc (registered 2024-05-30)
Form ADVobserved 6 days ago
Occurred
Jul 21, 2023
Advisor changed firm
Casey Ray Mccurdy left Redhawk Wealth Advisors, Inc. for Desert Rose Capital Management, Inc. (registered 2025-01-01)
Form ADVobserved 6 days ago
Occurred
Jul 20, 2023
Advisor changed firm
Shaun Michael Clearwater left Redhawk Wealth Advisors, Inc. for Desert Rose Capital Management, Inc. (registered 2023-07-24)
Form ADVobserved 6 days ago
Occurred
Jun 21, 2023
Advisor changed firm
Galina Konstantinovna Koval left Redhawk Wealth Advisors, Inc. for Sequent Planning, Llc (registered 2023-06-30)
Form ADVobserved 6 days ago
Occurred
May 2, 2023
Team lift-out
3 advisors left Securities America Advisors, Inc. (West Hartford, CT) for Redhawk Wealth Advisors, Inc. on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Jan 25, 2023
Advisor changed firm
Christopher L Albonetti left Redhawk Wealth Advisors, Inc. for Guaranty Private Wealth (registered 2023-02-07)
Form ADVobserved 6 days ago
Occurred
Mar 19, 2021
Regulatory AUM changed
Redhawk Wealth Advisors, Inc. reported RAUM $1.4B, up 28% from $1.1B (2020-10-22 to 2021-03-19)
Form ADVobserved 6 days ago
$307M
Occurred
Mar 27, 2018
Regulatory AUM changed
Redhawk Wealth Advisors, Inc. reported RAUM $1.1B, up 51% from $701.3M (2017-08-01 to 2018-03-27)
Form ADVobserved 6 days ago
$357M

Show 4 bookkeeping events

Occurred
Aug 12, 2025
Redhawk Wealth Advisors, Inc. reported 33 offices beyond its principal office, down from 38 (2025-02-27 to 2025-08-12)
Occurred
Mar 26, 2024
Redhawk Wealth Advisors, Inc. reported 47 state-registered advisory representatives, up from 35 (2023-12-14 to 2024-03-26)
Occurred
Mar 27, 2023
Redhawk Wealth Advisors, Inc. reported 37 offices beyond its principal office, up from 29 (2022-12-20 to 2023-03-27)
Occurred
Mar 27, 2018
Redhawk Wealth Advisors, Inc. reported 31 state-registered advisory representatives, up from 2 (2017-08-01 to 2018-03-27)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b03019c7-1634-afb6-dd3f-cf7af1658ad5
First observed: Jan 25, 2012
Last observed: Sep 4, 2026 17 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

REDHAWK WEALTH ADVISORS, INC.

CRD 146616

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b03019c7-1634-afb6-dd3f-cf7af1658ad5

Data as of Sep 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JAMES CLIFTON NEATHERY

n/a

MINNEAPOLIS, MN | Alvarado, TX

n/a

DALE THOMAS WOLBERG

n/a

MINNEAPOLIS, MN | LITTLETON, CO

n/a

KATRINA LEE SAVAGE

n/a

FLINT, MI | MINNEAPOLIS, MN

SKIPPER BLAIN WALLER

n/a

MINNEAPOLIS, MN | PACE, FL

n/a

DANIEL EDWARD HUNT

n/a

MINNEAPOLIS, MN

n/a

BONIFACE DESMOND COELHO

n/a

FRIDLEY, MN | MINNEAPOLIS, MN

n/a

PETER R WITTMAN

Chartered Financial Consultant

MINNEAPOLIS, MN | FRANKLIN, TN

PAUL CHARLES HORAN

Personal Financial Specialist

MINNEAPOLIS, MN | DAVENPORT, IA

ROBERT WESTIN BRIDEL

n/a

CEDAR PARK, TX | MINNEAPOLIS, MN

STEVEN EDWIN ROETH

Chartered Financial Consultant

MINNEAPOLIS, MN | LAS VEGAS, NV

n/a

CHRISTOPHER P KURTZ

n/a

MINNEAPOLIS, MN | FAIRFIELD TOWNSHIP, OH

Nathan Bryan Willis

n/a

PARKER, CO | MINNEAPOLIS, MN

n/a

EVAN JAMES KRAMLICH

n/a

CARY, NC | MINNEAPOLIS, MN

KURTIS ANDREW POLACEK

Certified Financial Planner

Hamilton, OH

CRAIG ANDREW RONCAIOLI

Chartered Financial Consultant

BRADENTON, FL | WEST HARTFORD, CT

SANDY G LEVINE

n/a

Del Mar, CA | MINNEAPOLIS, MN

JEFFREY ALAN CERNY

n/a

MINNEAPOLIS, MN | Irvine, CA

EVONNE IANACONE RYAN

n/a

MINNEAPOLIS, MN | Littleton, CO

DENNIS EUGENE PASCARELLA

Chartered Financial Consultant

KINGSTON SPRINGS, TN | MINNEAPOLIS, MN

KEVIN JAMES COLLARD

n/a

HERMANTOWN, MN | MINNEAPOLIS, MN

DEBORAH ANN JOSEPH

n/a

Flint, MI | MINNEAPOLIS, MN

n/a

Steven Kiefer Burke

n/a

OAKLAND, CA | MINNEAPOLIS, MN

MARY HORAN MCBRIDE

n/a

DAVENPORT, IA | MINNEAPOLIS, MN | BROOKLYN, NY

n/a

Kristina Gambino

n/a

Ware, MA | MINNEAPOLIS, MN | WEST HARTFORD, CT

n/a

Aaron David Patten

n/a

MINNEAPOLIS, MN | VALPARAISO, IN

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HUNT, DANIEL, EDWARD

CHIEF EXECUTIVE OFFICER

yes

02/2008

Sep 4, 2026

KEAST, RICHARD, P

PRESIDENT/ CHIEF COMPLIANCE OFFICER

yes

07/2015

Sep 4, 2026

COELHO, BONIFACE, DESMOND

Owner

09/2013

Sep 4, 2026

DOWTY, NAVI, JAMES

Owner

04/2011

Sep 4, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RIDGE INVESTMENT ADVISORS INC

n/a

State registered

$37.6M

n/a

CRITERIUM FINANCIAL ADVISORS, LTD

n/a

FINANCIAL FITNESS GROUP, LLC

n/a

TOP RANK ADVISORS

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Littleton

United States

WEST HARTFORD

United States

yes

Minneapolis

United States

Littleton

United States

Parker

United States

Davenport

United States

Flint

United States

Howell

United States

LAKE ORION

United States

Raleigh

United States

Hamilton

United States

Maricopa

United States

CULVER CITY

United States

DEL MAR

United States

Irvine

United States

Oakland

United States

WEST HARTFORD

United States

PONTE VERDA

United States

Honolulu

United States

Greenwood

United States

Lincolnshire

United States

Valparaiso

United States

Duluth

United States

Henderson

United States

LAS VEGAS

United States

Enid

United States

OKLAHOMA CITY

United States

Franklin

United States

Hendersonville

United States

Alvarado

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 30, 2026

$1.5B

$615M

n/a

2024

Feb 27, 2025

$1.8B

n/a

2023

Mar 26, 2024

$1.8B

n/a

2022

Mar 27, 2023

$1.2B

n/a

2021

Mar 24, 2022

$1.4B

n/a

2020

Mar 19, 2021

$1.4B

n/a

2019

Mar 20, 2020

$1.1B

n/a

2018

Mar 19, 2019

$1.1B

$1.0B

n/a

2017

Mar 27, 2018

$1.1B

$1.0B

n/a

2016

Mar 7, 2017

$701M

$664M

n/a

2015

Feb 10, 2016

$173M

$153M

n/a

2014

Mar 27, 2015

$192M

$189M

n/a

2013

Mar 28, 2014

$122M

$119M

n/a

2012

Jun 3, 2013

$102M

$95.0M

n/a

2011

Mar 29, 2012

$71.3M

$63.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

9.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.5B

$1.8B

-20.8%

$1.2B

6.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jul 15, 2021

HERMANTOWN, MN

Team lift out

RIA to ibd

11.8%

INTEGRUM WEALTH MANAGEMENT

Sep 15, 2017

Oct 13, 2017

DENVER, CO

Team lift out

Other

8.0%

ADVISORNET WEALTH PARTNERS

Nov 3, 2015

Aug 3, 2015

NEW HOPE, MN

Team lift out

Other

13.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FOCUS FINANCIAL

Oct 3, 2023

Oct 2, 2023

ST LOUIS PARK, MN

Team lift out

RIA to RIA

1.7%

SECURITIES AMERICA ADVISORS, INC.

May 2, 2023

WEST HARTFORD, CT

Team lift out

Ibd to RIA

0.2%

ATLAS WEALTH MANAGEMENT GROUP, LLC

Jul 22, 2020

Aug 14, 2024

IRVINE, CA

Team lift out

Other

40.0%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 22, 2019

Aug 21, 2019

DULUTH, MN

Team lift out

Wirehouse to RIA

0.0%

MADISON AVENUE SECURITIES, LLC

Jan 8, 2018

TULSA, OK

Team lift out

Other

3.0%