DFX Intelligence

V•••••• A•• C•••••• S••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

V•••••• A•• C•••••• S••••••••• I•••

CRD 18826

RIDGEWOOD, NJ

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Search this name across graphsid dfx:ria:2c2f127a-0bb0-d325-35d8-25f67efe78dd

Data as of May 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Apr 17, 2020 to May 6, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $219M••• Locked
Discretionary RAUM: $216M
Private client RAUM: $219Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $109Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• D••••• V••••••	Certified Financial Planner	RIDGEWOOD, NJ	4	41	n/a	no
T•••• G••••• K••••••	n/a	RIDGEWOOD, NJ	2	10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J•••• D• V•••••• J••••••••• T••••	Shareholder	E	yes	07/1997	Apr 17, 2020	Apr 2, 2024
V••••••• J•••• D••••• I••	CEO, CFO, PRESIDENT, TRUSTEE	B	yes	10/1986	Apr 17, 2020	Apr 2, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
V•••••• A•• C•••••• S••••••••• I•••	n/a	Independent wealth	$219M	Y	yes	n/a
K•••• A• L••••• C••	n/a	n/a	n/a	N	no	n/a
P•••••• A••••••••• I•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	50.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$219M	$280M	-21.8%	$226M	-1.1%	6	7	0	0

Relationships

Affiliated with (1)

→ V•••••• A•• C•••••• S••••••••• I•••Registered adviserother investment adviser, control, common control
factForm ADV

Registered with (3)

← T•••• G••••• K••••••Advisorregistration: previous registration
Sep 13, 2021 to May 24, 2023factForm ADV
← J•••• D••••• V••••••Advisorregistration: current employment
Jan 5, 2022 to presentfactForm ADV
←

Dated events

Occurred
May 6, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 17, 2020
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c2f127a-0bb0-d325-35d8-25f67efe78dd
First observed: Apr 17, 2020
Last observed: May 6, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.