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Advisor at COVENANT WEALTH ADVISORS
RICHMOND, VA | Richmond, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COVENANT WEALTH ADVISORS | Independent wealth | Apr 13, 2018 | n/a | yes | RICHMOND, VA|Richmond, VA | Current employment |
| LWI FINANCIAL INC. | Former SEC adviser | Oct 24, 2007 | Apr 9, 2018 | no | SAN JOSE, CA|RICHMOND, VA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 21, 2003 | Oct 26, 2007 | no | GLEN ALLEN, VA|ST. LOUIS, MO | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 1, 2002 | Jul 29, 2003 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LWI FINANCIAL INC. | COVENANT WEALTH ADVISORS | Apr 9, 2018 | Apr 13, 2018 | 4 | Firm change | Ibd to RIA |
| WELLS FARGO ADVISORS | LWI FINANCIAL INC. | Oct 26, 2007 | Oct 24, 2007 | -2 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Jul 29, 2003 | Nov 21, 2003 | 115 | Firm change | Ibd to wirehouse |