DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
AKRON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 23, 2015 | n/a | yes | AKRON, OH | Current employment |
| CORNERSTONE CAPITAL ADVISORS | Former SEC adviser | Aug 1, 2014 | May 4, 2015 | no | UNIONTOWN, OH | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jul 13, 2009 | Jul 28, 2014 | no | Upper Arlington, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CORNERSTONE CAPITAL ADVISORS | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | May 4, 2015 | Jun 23, 2015 | 50 | Firm change | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | CORNERSTONE CAPITAL ADVISORS | Jul 28, 2014 | Aug 1, 2014 | 4 | Firm change | Other |