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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CORNERSTONE CAPITAL ADVISORS

MBS FINANCIAL PLANNING SERVICES, INC, CRD 107230

UNIONTOWN, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:877e6a1d-1ca5-4a7f-4776-343446d34c28

Data as of May 13, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 0
On other graphs: 1
Observed: Feb 21, 2012 to May 13, 2019
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Cornerstone Capital Advisors

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $520MItem 5.F on the latest filing (2019-05-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $520M
Private client RAUM: $476MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 18
Advisory employees: 12
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,777
Individual clients: 422
High net worth clients: 144
Custody, client assets: $437M
SEC number: 801-22384
CRD: 107230
Filings on the tape: 22
First filed: Feb 21, 2012
Latest filed: May 13, 2019
Organised: Corporation, Ohio

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BOPP, NATHAN, JOHN	VICE PRESIDENT	A	yes	12/2018	Jan 23, 2017	May 13, 2019
FEARIGO, MARK, WILLIAM	VICE PRESIDENT	C	yes	09/1992	Feb 21, 2012	May 13, 2019
GIGANTI, MARIO, CHRISTOPHER	President	C	yes	01/2008	Feb 21, 2012	May 13, 2019
HAHLEN, GLEN, BRENNEMAN	VICE PRESIDENT	A	yes	12/2018	Sep 28, 2017	May 13, 2019
WINSLOW, BRENDA, L	CHIEF COMPLIANCE OFFICER	Na	no	03/2015	Mar 30, 2015	May 13, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPFINANCIAL PARTNERS, LLC	n/a	Institutional manager	$1237B	N	yes	n/a
CAPFINANCIAL SECURITIES, LLC.	n/a	Former SEC adviser	$116B	N	yes	n/a
PENSIONMARK FINANCIAL GROUP, LLC	n/a	Other adviser	$72B	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 28, 2019	$520M	$520M	18	12	0	n/a	n/a
2017	Mar 28, 2018	$522M	$522M	17	11	0	n/a	n/a
2016	Mar 30, 2017	$472M	$472M	17	10	n/a	n/a	n/a
2015	Mar 29, 2016	$534M	$414M	17	8	n/a	n/a	n/a
2014	Mar 30, 2015	$563M	$385M	15	8	n/a	n/a	n/a
2013	Mar 28, 2014	$519M	$346M	13	7	n/a	n/a	n/a
2012	Mar 14, 2013	$411M	$274M	12	7	n/a	n/a	n/a
2011	Feb 21, 2012	$364M	$237M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$520M	$522M	-0.4%	$534M	-0.9%	18	17	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AZSURE FIDUCIARY SERVICES	2	Jul 31, 2019	Nov 22, 2005	UNIONTOWN, OH	Team lift out	Other	22.2%
Captrust	7	Jul 31, 2019	May 31, 2019	UNIONTOWN, OH	Firm absorbed	Other	77.8%

Relationships

Affiliated with (3)

→ CAPTRUST FINANCIAL ADVISORSRegistered adviserbroker-dealer, common control
factForm ADV
→ CAPTRUSTRegistered adviserother investment adviser, common control
factForm ADV
→ WORLD INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Owns (1)

← WINSLOW, BRENDA, LOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2015 to presentfactForm ADV

Controls (4)

← GIGANTI, MARIO, CHRISTOPHEROwnerPRESIDENT, ownership code C, individual
Feb 21, 2012 to presentfactForm ADV
← BOPP, NATHAN, JOHNOwnerVICE PRESIDENT, ownership code A, individual
Jan 23, 2017 to presentfactForm ADV
← FEARIGO, MARK, WILLIAMOwnerVICE PRESIDENT, ownership code C, individual
Feb 21, 2012 to presentfactForm ADV
← HAHLEN, GLEN, BRENNEMANOwnerVICE PRESIDENT, ownership code A, individual
Sep 28, 2017 to presentfactForm ADV

Registered with (14)

← Thomas G KennedyAdvisorregistration: previous registration
Apr 10, 2018 to Jul 31, 2019factForm ADV
← Mario C GigantiAdvisorregistration: previous registration
Aug 6, 2002 to Jul 31, 2019factForm ADV
← Nathan J BoppAdvisorregistration: previous registration
Jan 2, 2008 to Jul 31, 2019factForm ADV
← Mark William FearigoAdvisorregistration: previous registration
Jan 1, 2001 to Jul 31, 2019factForm ADV
← Mark A MunteanAdvisorregistration: previous registration
Mar 12, 2010 to Jul 31, 2019factForm ADV
← Amanda Kaye LyonsAdvisorregistration: previous registration
Aug 5, 2015 to Jul 31, 2019factForm ADV
← Glen HahlenAdvisorregistration: previous registration
May 5, 2011 to Jul 31, 2019factForm ADV
← Kevin Michael SprayAdvisorregistration: previous registration
Feb 15, 2017 to Jul 31, 2019factForm ADV
← Daniel Ray HarshAdvisorregistration: previous registration
Feb 15, 2017 to Jul 31, 2019factForm ADV
← DANIEL MARK AMIOTAdvisorregistration: previous registration
May 17, 2011 to Dec 22, 2017factForm ADV
← DAVID R FORSHEWAdvisorregistration: previous registration
Feb 13, 2009 to Jun 10, 2016factForm ADV
← KEITH D GIBSONAdvisorregistration: previous registration
Aug 1, 2014 to May 4, 2015factForm ADV
← Marc Alan SeymourAdvisorregistration: previous registration
Jan 2, 2008 to Jan 12, 2009factForm ADV
← RICHARD LYNN MOHRAdvisorregistration: previous registration
Mar 11, 2003 to Jul 22, 2004factForm ADV

Moved with (1)

→ CAPTRUSTRegistered adviser7 advisors, firm absorbed, same day
Jul 31, 2019 to May 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:877e6a1d-1ca5-4a7f-4776-343446d34c28
First observed: Feb 21, 2012
Last observed: May 13, 2019 89 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CORNERSTONE CAPITAL ADVISORS

MBS FINANCIAL PLANNING SERVICES, INC, CRD 107230

UNIONTOWN, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:877e6a1d-1ca5-4a7f-4776-343446d34c28

Data as of May 13, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:41 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BOPP, NATHAN, JOHN

VICE PRESIDENT

yes

12/2018

Jan 23, 2017

May 13, 2019

FEARIGO, MARK, WILLIAM

VICE PRESIDENT

yes

09/1992

Feb 21, 2012

May 13, 2019

GIGANTI, MARIO, CHRISTOPHER

President

yes

01/2008

Feb 21, 2012

May 13, 2019

HAHLEN, GLEN, BRENNEMAN

VICE PRESIDENT

yes

12/2018

Sep 28, 2017

May 13, 2019

WINSLOW, BRENDA, L

CHIEF COMPLIANCE OFFICER

03/2015

Mar 30, 2015

May 13, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPFINANCIAL PARTNERS, LLC

n/a

Institutional manager

$1237B

yes

n/a

CAPFINANCIAL SECURITIES, LLC.

n/a

Former SEC adviser

$116B

yes

n/a

PENSIONMARK FINANCIAL GROUP, LLC

n/a

Other adviser

$72B

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 28, 2019

$520M

n/a

2017

Mar 28, 2018

$522M

n/a

2016

Mar 30, 2017

$472M

n/a

2015

Mar 29, 2016

$534M

$414M

n/a

2014

Mar 30, 2015

$563M

$385M

n/a

2013

Mar 28, 2014

$519M

$346M

n/a

2012

Mar 14, 2013

$411M

$274M

n/a

2011

Feb 21, 2012

$364M

$237M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$520M

$522M

-0.4%

$534M

-0.9%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AZSURE FIDUCIARY SERVICES

Jul 31, 2019

Nov 22, 2005

UNIONTOWN, OH

Team lift out

Other

22.2%

Captrust

Jul 31, 2019

May 31, 2019

UNIONTOWN, OH

Firm absorbed

Other

77.8%