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Advisor at CAPITAL INVESTMENT ADVISORY SERVICES, LLC
RALEIGH, NC | MAULDIN, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL INVESTMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Jan 7, 2013 | n/a | yes | RALEIGH, NC|MAULDIN, SC | Current employment |
| CIC ADVISERS, LLC | n/a | Jul 28, 2004 | Dec 31, 2012 | no | GREENVILLE, SC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CIC ADVISERS, LLC | CAPITAL INVESTMENT ADVISORY SERVICES, LLC | Dec 31, 2012 | Jan 7, 2013 | 7 | Bulk transfer | Other |