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RIA / WealthRegistered adviserbroker-dealer affiliated wealth managerSEC registeredRAUM 1b 10b

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD 149124

RALEIGH, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eeeedf08-2951-2a1b-cd19-6b9093c1a590

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 200
Dated events: 40
On other graphs: 0
Observed: Mar 30, 2012 to Mar 12, 2026
43 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: broker-dealer affiliated wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=true related_bank=false bd_reps=80.0
Regulatory AUM: $2.4BItem 5.F on the latest filing (2026-03-12); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.4B
Private client RAUM: $2.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 103
RAUM per advisor: $23.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 91
Advisory employees: 87
Offices: 39Schedule D 1.F, beyond the principal office
Accounts: 9,862
Individual clients: 5,406
High net worth clients: 766
Custody, client assets: $2.4B
SEC number: 801-69846
CRD: 149124
Filings on the tape: 43
First filed: Mar 30, 2012
Latest filed: Mar 12, 2026
Organised: Limited Liability Company, NC
Website: capital-invest.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 100

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
RICHARD LEE FIELDS	n/a	RALEIGH, NC \| Winston-Salem, NC	17	32	3	yes
ERIK EDWARD BABOCSI	Certified Financial Planner	RALEIGH, NC \| HOLLY SPRINGS, NC	17	28	3	no
DANTE PERRON MCDOWELL	n/a	RALEIGH, NC \| STONE MOUNTAIN, GA	17	24	1	yes
JUSTIN MARC CHADWICK	n/a	RALEIGH, NC \| IRMO, SC	17	20	n/a	yes
WILLIAM ANTHONY MOORE	n/a	CARY, NC \| RALEIGH, NC	16	23	n/a	yes
CRAIG MURCHISON MCDANIEL	Certified Financial Planner	COLUMBIA, SC \| RALEIGH, NC	16	43	1	yes
ROBERT CLINE WILLIAMS	n/a	HIAWASSEE, GA \| RALEIGH, NC	16	34	3	yes
JOHN MCCRARY PARROTT	Chartered Financial Consultant	LEXINGTON, NC \| RALEIGH, NC	16	40	2	yes
DANIEL RIDDLE SHIVE	n/a	LEXINGTON, NC \| RALEIGH, NC	16	16	n/a	yes
CHARLES BELL UPSHAW	Certified Financial Planner	RALEIGH, NC	16	46	n/a	yes
CHARLES WILLIAM PENDERGRAFT	n/a	CHARLOTTE, NC \| RALEIGH, NC	15	31	2	yes
PAUL EDGERTON CRANFILL	n/a	RALEIGH, NC	14	14	1	yes
TAMMIE LYN FARRELL	n/a	RALEIGH, NC \| Franklin, NC	13	31	1	yes
MICHAEL FRANCIS PEARL	Certified Financial Planner	RALEIGH, NC \| DURHAM, NC	13	38	1	yes
ROY TERRY BASS	Certified Financial Planner	FUQUAY VARINA, NC \| RALEIGH, NC	13	40	1	yes
DEVRIN KEITH AVANT	n/a	RALEIGH, NC \| MINT HILL, NC	13	39	3	yes
BENJAMIN TIMOTHY BROOKS	n/a	RALEIGH, NC	13	34	1	yes
DONALD BENTON PARROTT	n/a	RALEIGH, NC \| GASTONIA, NC	13	32	1	yes
RICHARD WAYNE GARDNER	n/a	RALEIGH, NC	13	29	1	yes
SUSAN SMITH WHITFIELD	Certified Financial Planner	RALEIGH, NC \| Charlotte, NC	13	22	3	yes
KIMBERLEE DAWN SIPE	n/a	KNIGHTDALE, NC \| RALEIGH, NC	13	21	2	yes
ARCH RONALD DECASTRIQUE	Chartered Financial Consultant	RALEIGH, NC \| ELIZABETHTOWN, NC	13	41	4	yes
DELORES LOMAX THOMSEN	n/a	RALEIGH, NC \| GREENVILLE, SC	13	43	1	yes
WELTON CORTEZ SMITH	n/a	RALEIGH, NC \| MAULDIN, SC	13	39	1	yes
JOHN THERON THORNE	n/a	COLUMBIA, SC \| RALEIGH, NC	13	50	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRYANT, RICHARD, KING	PRESIDENT AND TREASURER	Na	yes	03/2014	Mar 12, 2026	Mar 12, 2026
KING, RONALD, LEE	CHIEF COMPLIANCE OFFICER	Na	yes	11/2008	Mar 12, 2026	Mar 12, 2026
R. BRYANT FAMILY PARTNERS, LTD	Owner	E	yes	03/2014	Mar 12, 2026	Mar 12, 2026
BRYANT, RICHARD, KING	PARTNER OF R. BRYANT FAMILY PARTNERS, LTD.	F	yes	12/1996	Mar 30, 2012	Mar 28, 2024
R.B.S.B. FAMILY TRUST	OWNER IN R. BRYANT FAMILY PARTNERS, LTD	E	yes	12/1996	Mar 27, 2014	Mar 28, 2024
SADLER, SUSANNE	TRUSTEE OF R.B.S.B. FAMILY TRUST	F	yes	03/2014	Mar 27, 2014	Mar 28, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPITAL INVESTMENT COUNSEL INC	n/a	Independent wealth	$1.0B	N	yes	n/a
CAPITAL ADVISERS, INC.	n/a	Independent wealth	$620M	N	yes	n/a
CAPITAL INSURANCE AFFILIATES	n/a	n/a	n/a	N	yes	n/a
CAPITAL INVESTMENT BROKERAGE, INC.	n/a	n/a	n/a	N	yes	n/a
CAPITAL INVESTMENT GROUP, INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Hickory	Nc	United States	5	yes
Raleigh	Nc	United States	4	yes
Fayetteville	Nc	United States	3	yes
WINSTON-SALEM	Nc	United States	3	yes
Melville	NY	United States	3	yes
Kennesaw	Ga	United States	2	yes
Rincon	Ga	United States	2	yes
Dunn	Nc	United States	2	no
Fayetteville	Nc	United States	2	yes
Lexington	Nc	United States	2	yes
Raleigh	Nc	United States	2	yes
ROCKY MOUNT	Nc	United States	2	yes
Wilmington	Nc	United States	2	yes
Columbia	Sc	United States	2	yes
n/a	n/a	n/a	2	yes
n/a	n/a	n/a	2	yes
Florence	Ky	United States	1	yes
Monroe	Nc	United States	1	yes
Raleigh	Nc	United States	1	yes
Wilmington	Nc	United States	1	yes
Wilson	Nc	United States	1	yes
Toledo	Oh	United States	1	yes
MURRELLS INLET	Sc	United States	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$2.4B	$2.4B	91	87	39	n/a	n/a
2024	Mar 26, 2025	$1.9B	$1.9B	106	76	39	n/a	n/a
2023	Mar 28, 2024	$2.0B	$1.9B	106	71	39	n/a	n/a
2022	Mar 9, 2023	$1.8B	$1.7B	116	78	39	n/a	n/a
2021	Mar 25, 2022	$1.8B	$1.6B	115	82	39	n/a	n/a
2020	Mar 16, 2021	$1.3B	$1.3B	115	82	39	n/a	n/a
2019	Mar 19, 2020	$977M	$916M	115	71	39	n/a	n/a
2018	Mar 14, 2019	$639M	$606M	105	60	39	n/a	n/a
2017	Mar 26, 2018	$532M	$503M	111	59	39	n/a	n/a
2016	Mar 23, 2017	$411M	$332M	102	48	n/a	n/a	n/a
2015	Mar 17, 2016	$380M	$295M	97	44	n/a	n/a	n/a
2014	Mar 10, 2015	$421M	$326M	108	43	n/a	n/a	n/a
2013	Mar 27, 2014	$328M	$219M	91	42	n/a	n/a	n/a
2012	Mar 22, 2013	$271M	$172M	89	31	n/a	n/a	n/a
2011	Mar 30, 2012	$140M	$57.6M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	9	-5	8.7%	1	2	0	17	23

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.4B	$1.9B	24.0%	$1.8B	9.1%	91	106	39	39

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EDWARD JONES	4	Mar 5, 2026	Mar 17, 2026	CARY, NC	Team lift out	Ibd to ibd	3.8%
SOLLINDA CAPITAL MANAGEMENT LLC	4	Dec 26, 2023	Jan 2, 2024	HICKORY, NC	Team lift out	Other	4.3%
SOLLINDA CAPITAL MANAGEMENT LLC	2	Nov 2, 2023	Dec 5, 2023	SAVANNAH, GA	Team lift out	Other	2.0%
LPL FINANCIAL LLC	3	Dec 10, 2021	Dec 13, 2021	ROCK HILL, SC	Team lift out	Ibd to ibd	3.1%
OSAIC FS, INC.	2	May 16, 2017	May 16, 2017	WINSTONSALEM, NC	Team lift out	Other	2.9%
FIRST CITIZENS INVESTOR SERVICES, INC.	2	Mar 11, 2016	Apr 12, 2016	RALEIGH, NC	Team lift out	Other	3.0%
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	2	Jun 15, 2015	Jun 16, 2015	HICKORY, NC	Team lift out	Other	3.2%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
LPL FINANCIAL LLC	2	Jun 23, 2025	Jun 10, 2025	SAN DIEGO, CA	Team lift out	Ibd to ibd	0.0%
CONCOURSE FINANCIAL GROUP ADVISORS	2	Dec 19, 2024	Dec 17, 2024	RALEIGH, NC	Team lift out	Ibd to ibd	0.8%
WELLS FARGO ADVISORS	2	Mar 10, 2022	Mar 11, 2022	LUMBERTON, NC	Team lift out	Wirehouse to ibd	0.0%
WELLS FARGO ADVISORS	2	Jun 7, 2021	Jun 21, 2022	ST LOUIS, MO	Team lift out	Wirehouse to ibd	0.0%
CONCOURSE FINANCIAL GROUP ADVISORS	3	Mar 28, 2018	Mar 22, 2018	STATESBORO, GA	Team lift out	Other	0.9%
INVESTORS CAPITAL ADVISORY	2	Sep 14, 2016	Nov 21, 2016	LYNNFIELD, MA	Team lift out	Other	1.2%
CAPE FEAR SECURITIES, INC.	3	Sep 10, 2015	Jun 13, 2017	FAYETTEVILLE, NC	Firm absorbed	Other	75.0%

Relationships

showing 80 of 200

Registered with (76)

← WILLIAM JOSHUA PARSONSAdvisorregistration: current employment
Aug 25, 2026 to presentfactForm ADV
← JARED DAVID MILLERAdvisorregistration: current employment
Jul 27, 2026 to presentfactForm ADV
← JOHN THERON THORNEAdvisorregistration: current employment
Mar 17, 2026 to presentfactForm ADV
← ALEXANDER LEE MASONAdvisorregistration: current employment
Feb 23, 2026 to presentfactForm ADV
← RICHARD HUNTER HALVERSONAdvisorregistration: current employment
Feb 20, 2026 to presentfactForm ADV
← LAWRENCE ZAVADOFFAdvisorregistration: current employment
Jan 8, 2026 to presentfactForm ADV
← HALLIE JO BURRISAdvisorregistration: current employment
Oct 14, 2025 to presentfactForm ADV
← CAMERON MERRILL EVANSAdvisorregistration: current employment
Sep 8, 2025 to presentfactForm ADV
← CHRISTOPHER DAVID LANGLOISAdvisorregistration: current employment
Aug 5, 2025 to presentfactForm ADV
← CHOTSIE SKINNER BICKERSTAFFAdvisorregistration: current employment
Jul 17, 2025 to presentfactForm ADV
← DANNY LYNN BICKERSTAFFAdvisorregistration: current employment
Jun 30, 2025 to presentfactForm ADV
← FREDERICK PERRY TURNERAdvisorregistration: current employment
Jun 10, 2025 to presentfactForm ADV
← ABIGAIL RUTH TILLEYAdvisorregistration: current employment
May 20, 2025 to presentfactForm ADV
← JAMES RUSSELL BEAMAdvisorregistration: current employment
Mar 20, 2025 to presentfactForm ADV
← AMELIA KATHLEEN SENECALAdvisorregistration: current employment
Jan 14, 2025 to presentfactForm ADV
← CORT FREDERICK MEINELSCHMIDTAdvisorregistration: current employment
Jan 7, 2025 to presentfactForm ADV
← CRAIG MURCHISON MCDANIELAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← Kenneth Rell DavisAdvisorregistration: current employment
Dec 17, 2024 to presentfactForm ADV
← S Diane DavisAdvisorregistration: current employment
Dec 17, 2024 to presentfactForm ADV
← JOSHUA DANIEL HUGGINSAdvisorregistration: current employment
Nov 18, 2024 to presentfactForm ADV
← ANDREW ALEXANDER PANNELLAdvisorregistration: current employment
Oct 28, 2024 to presentfactForm ADV
← JASON ERIC LUHANAdvisorregistration: current employment
Mar 6, 2024 to presentfactForm ADV
← RICHARD JORDAN FIELDSAdvisorregistration: current employment
Sep 26, 2023 to presentfactForm ADV
← RACHEL HANNAH BASSAdvisorregistration: current employment
Mar 23, 2023 to presentfactForm ADV
← MICHAEL GERARD BRENNANAdvisorregistration: current employment
Jan 3, 2023 to presentfactForm ADV
← FRANCIS MICHAEL THOMASAdvisorregistration: current employment
Dec 22, 2022 to presentfactForm ADV
← WILLIAM HOYT ROGERSAdvisorregistration: current employment
Jun 21, 2022 to presentfactForm ADV
← TIMOTHY CRAIG HUCKSAdvisorregistration: current employment
Apr 28, 2022 to presentfactForm ADV
← TROY DALE HILLAdvisorregistration: current employment
Mar 11, 2022 to presentfactForm ADV
← WYATT DOUGLAS JENKINSAdvisorregistration: current employment
Mar 4, 2022 to presentfactForm ADV
and 46 more

Affiliated with (4)

← CAPITAL INVESTMENT COUNSEL INCRegistered adviserother investment adviser, common control
factForm ADV
→ CAPITAL INVESTMENT COUNSEL INCRegistered adviserother investment adviser, common control
factForm ADV
→ CAPITAL ADVISERS, INC.Registered adviserother investment adviser, common control
factForm ADV
← CAPITAL ADVISERS, INC.Registered adviserother investment adviser, common control
factForm ADV

Dated events

Occurred
Aug 20, 2026
Advisor changed firm
Randolph Mccraven Nash left Capital Investment Advisory Services, Llc for Capital Advisers, Inc. (registered 2026-08-27)
Form ADVobserved 6 days ago
Occurred
Jul 1, 2026
Advisor changed firm
Matthew Christopher Howard left Capital Investment Advisory Services, Llc for Cetera Investment Advisers Llc (registered 2026-06-30)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2026
Advisor changed firm
Lawrence Roger Allen left Capital Investment Advisory Services, Llc for Edward Jones (registered 2026-03-17)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2026
Advisor changed firm
Morgan Larner Mccullen left Capital Investment Advisory Services, Llc for Edward Jones (registered 2026-03-09)
Form ADVobserved 6 days ago
Occurred
Mar 5, 2026
Team lift-out
4 advisors left Capital Investment Advisory Services, LLC (Raleigh, NC) for Edward Jones within 20 days
Form ADVobserved 6 days ago
4 advisors
Occurred
Mar 5, 2026
Advisor changed firm
Jason Harold York left Capital Investment Advisory Services, Llc for Edward Jones (registered 2026-03-05)
Form ADVobserved 6 days ago
Occurred
Mar 5, 2026
Advisor changed firm
Timothy Christopher Britt left Capital Investment Advisory Services, Llc for Edward Jones (registered 2026-03-05)
Form ADVobserved 6 days ago
Occurred
Mar 2, 2026
Advisor changed firm
Marcus Todd Terdik left Capital Investment Advisory Services, Llc for Piedmont Private Wealth, Llc (registered 2026-02-05)
Form ADVobserved 6 days ago
Occurred
Feb 12, 2026
Advisor changed firm
Samanthia Sarvis Smith left Capital Investment Advisory Services, Llc for Raymond James & Associates, Inc. (registered 2026-02-12)
Form ADVobserved 6 days ago
Occurred
Oct 16, 2025
Advisor changed firm
April Leigh Van Nieuwland left Capital Investment Advisory Services, Llc for Sanctuary Advisors, Llc (registered 2025-11-04)
Form ADVobserved 6 days ago
Occurred
Jun 23, 2025
Team lift-out
2 advisors left LPL Financial LLC (San Diego, CA) for Capital Investment Advisory Services, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Dec 19, 2024
Team lift-out
2 advisors left Concourse Financial Group Advisors (Raleigh, NC) for Capital Investment Advisory Services, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Sep 25, 2024
Advisor changed firm
Jeffery Alan Hanna left Capital Investment Advisory Services, Llc for Lpl Financial Llc (registered 2024-09-30)
Form ADVobserved 6 days ago
Occurred
Aug 19, 2024
Advisor changed firm
Daniel Mark Gaugert left Capital Investment Advisory Services, Llc for Capital Advisers, Inc. (registered 2024-08-28)
Form ADVobserved 6 days ago
Occurred
May 8, 2024
Advisor changed firm
William Bradley Helms left Capital Investment Advisory Services, Llc for Strategic Blueprint, Llc (registered 2024-05-17)
Form ADVobserved 6 days ago
Occurred
May 3, 2024
Advisor changed firm
Jonathan Andrew Ingram left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2024-05-15)
Form ADVobserved 6 days ago
Occurred
Mar 28, 2024
Advisor changed firm
Ryan Anthony Mumy left Capital Investment Advisory Services, Llc for Cic Advisers, Llc (registered 2009-07-13)
Form ADVobserved 6 days ago
Occurred
Feb 5, 2024
Advisor changed firm
Laurence Buell Tipton left Capital Investment Advisory Services, Llc for Cambridge Investment Research Advisors, Inc. (registered 2024-02-05)
Form ADVobserved 6 days ago
Occurred
Dec 26, 2023
Team lift-out
4 advisors left Capital Investment Advisory Services, LLC (Raleigh, NC) for Sollinda Capital Management LLC on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Dec 26, 2023
Advisor changed firm
Andrew Elisha Rader left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2024-01-02)
Form ADVobserved 6 days ago
Occurred
Dec 26, 2023
Advisor changed firm
Gavin Marshall Langley left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2024-01-02)
Form ADVobserved 6 days ago
Occurred
Dec 26, 2023
Advisor changed firm
James Russell Beam left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2024-01-02)
Form ADVobserved 6 days ago
Occurred
Dec 26, 2023
Advisor changed firm
David Eric Van Horn left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2024-01-02)
Form ADVobserved 6 days ago
Occurred
Dec 13, 2023
Advisor changed firm
Amber Hope Hinds left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2024-01-19)
Form ADVobserved 6 days ago
Occurred
Nov 3, 2023
Advisor changed firm
Anna Huffman Winger left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2023-11-03)
Form ADVobserved 6 days ago
Occurred
Nov 2, 2023
Team lift-out
2 advisors left Capital Investment Advisory Services, LLC (Savannah, GA) for Sollinda Capital Management LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Nov 2, 2023
Advisor changed firm
Marianne Katherine Brouillette left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2023-12-05)
Form ADVobserved 6 days ago
Occurred
Nov 2, 2023
Advisor changed firm
Christopher Jason Cowan left Capital Investment Advisory Services, Llc for Sollinda Capital Management Llc (registered 2023-12-05)
Form ADVobserved 6 days ago
Occurred
Jul 27, 2023
Advisor changed firm
Victor Anthony Banks left Capital Investment Advisory Services, Llc for Integrity Advisory Solutions (registered 2023-08-17)
Form ADVobserved 6 days ago
Occurred
May 1, 2023
Control person left
Anthony Ryan Mumy (Chief Investment Officer) no longer on Schedule A of Capital Investment Advisory Services, Llc (listed 2023-03-27, absent 2023-05-01)
Form ADVobserved 6 days ago
Occurred
Apr 6, 2023
Advisor changed firm
Stephen Matthew Mckenzie left Capital Investment Advisory Services, Llc for Wells Fargo Advisors (registered 2023-04-06)
Form ADVobserved 6 days ago
Occurred
Jan 31, 2023
Advisor changed firm
Rachel Moore Molina left Capital Investment Advisory Services, Llc for Conscious Wealth Investments, Llc (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Aug 19, 2022
Advisor changed firm
Amy Banister Howell left Capital Investment Advisory Services, Llc for First Citizens Investor Services, Inc. (registered 2022-08-24)
Form ADVobserved 6 days ago
Occurred
Aug 11, 2022
Advisor changed firm
Allen Ryan Burton left Capital Investment Advisory Services, Llc for Masonboro Advisors (registered 2022-07-19)
Form ADVobserved 6 days ago
Occurred
Jul 12, 2022
Advisor changed firm
David James Devantier left Capital Investment Advisory Services, Llc for Commonwealth Financial Network (registered 2022-09-14)
Form ADVobserved 6 days ago
Occurred
May 6, 2022
Advisor changed firm
Matthew L Mowles left Capital Investment Advisory Services, Llc for Equitable Advisors, Llc (registered 2022-08-31)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2022
Regulatory AUM changed
Capital Investment Advisory Services, Llc reported RAUM $1.8B, up 33% from $1.3B (2021-08-23 to 2022-03-25)
Form ADVobserved 6 days ago
$438M
Occurred
Mar 10, 2022
Team lift-out
2 advisors left Wells Fargo Advisors (Lumberton, NC) for Capital Investment Advisory Services, LLC on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Jan 31, 2022
Advisor changed firm
Valerie Gayle Williams left Capital Investment Advisory Services, Llc for Sincerus Advisory (registered 2022-03-22)
Form ADVobserved 6 days ago
Occurred
Mar 16, 2021
Regulatory AUM changed
Capital Investment Advisory Services, Llc reported RAUM $1.3B, up 38% from $976.7M (2020-07-10 to 2021-03-16)
Form ADVobserved 6 days ago
$366M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eeeedf08-2951-2a1b-cd19-6b9093c1a590
First observed: Mar 30, 2012
Last observed: Mar 12, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD 149124

RALEIGH, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eeeedf08-2951-2a1b-cd19-6b9093c1a590

Data as of Mar 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:22 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

RICHARD LEE FIELDS

n/a

RALEIGH, NC | Winston-Salem, NC

yes

ERIK EDWARD BABOCSI

Certified Financial Planner

RALEIGH, NC | HOLLY SPRINGS, NC

DANTE PERRON MCDOWELL

n/a

RALEIGH, NC | STONE MOUNTAIN, GA

yes

JUSTIN MARC CHADWICK

n/a

RALEIGH, NC | IRMO, SC

n/a

yes

WILLIAM ANTHONY MOORE

n/a

CARY, NC | RALEIGH, NC

n/a

yes

CRAIG MURCHISON MCDANIEL

Certified Financial Planner

COLUMBIA, SC | RALEIGH, NC

yes

ROBERT CLINE WILLIAMS

n/a

HIAWASSEE, GA | RALEIGH, NC

yes

JOHN MCCRARY PARROTT

Chartered Financial Consultant

LEXINGTON, NC | RALEIGH, NC

yes

DANIEL RIDDLE SHIVE

n/a

LEXINGTON, NC | RALEIGH, NC

n/a

yes

CHARLES BELL UPSHAW

Certified Financial Planner

RALEIGH, NC

n/a

yes

CHARLES WILLIAM PENDERGRAFT

n/a

CHARLOTTE, NC | RALEIGH, NC

yes

PAUL EDGERTON CRANFILL

n/a

RALEIGH, NC

yes

TAMMIE LYN FARRELL

n/a

RALEIGH, NC | Franklin, NC

yes

MICHAEL FRANCIS PEARL

Certified Financial Planner

RALEIGH, NC | DURHAM, NC

yes

ROY TERRY BASS

Certified Financial Planner

FUQUAY VARINA, NC | RALEIGH, NC

yes

DEVRIN KEITH AVANT

n/a

RALEIGH, NC | MINT HILL, NC

yes

BENJAMIN TIMOTHY BROOKS

n/a

RALEIGH, NC

yes

DONALD BENTON PARROTT

n/a

RALEIGH, NC | GASTONIA, NC

yes

RICHARD WAYNE GARDNER

n/a

RALEIGH, NC

yes

SUSAN SMITH WHITFIELD

Certified Financial Planner

RALEIGH, NC | Charlotte, NC

yes

KIMBERLEE DAWN SIPE

n/a

KNIGHTDALE, NC | RALEIGH, NC

yes

ARCH RONALD DECASTRIQUE

Chartered Financial Consultant

RALEIGH, NC | ELIZABETHTOWN, NC

yes

DELORES LOMAX THOMSEN

n/a

RALEIGH, NC | GREENVILLE, SC

yes

WELTON CORTEZ SMITH

n/a

RALEIGH, NC | MAULDIN, SC

yes

JOHN THERON THORNE

n/a

COLUMBIA, SC | RALEIGH, NC

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRYANT, RICHARD, KING

PRESIDENT AND TREASURER

yes

03/2014

Mar 12, 2026

KING, RONALD, LEE

CHIEF COMPLIANCE OFFICER

yes

11/2008

Mar 12, 2026

R. BRYANT FAMILY PARTNERS, LTD

Owner

yes

03/2014

Mar 12, 2026

BRYANT, RICHARD, KING

PARTNER OF R. BRYANT FAMILY PARTNERS, LTD.

yes

12/1996

Mar 30, 2012

Mar 28, 2024

R.B.S.B. FAMILY TRUST

OWNER IN R. BRYANT FAMILY PARTNERS, LTD

yes

12/1996

Mar 27, 2014

Mar 28, 2024

SADLER, SUSANNE

TRUSTEE OF R.B.S.B. FAMILY TRUST

yes

03/2014

Mar 27, 2014

Mar 28, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPITAL INVESTMENT COUNSEL INC

n/a

Independent wealth

$1.0B

yes

n/a

CAPITAL ADVISERS, INC.

n/a

Independent wealth

$620M

yes

n/a

CAPITAL INSURANCE AFFILIATES

n/a

yes

n/a

CAPITAL INVESTMENT BROKERAGE, INC.

n/a

yes

n/a

CAPITAL INVESTMENT GROUP, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Hickory

United States

yes

Raleigh

United States

yes

Fayetteville

United States

yes

WINSTON-SALEM

United States

yes

Melville

United States

yes

Kennesaw

United States

yes

Rincon

United States

yes

Dunn

United States

Fayetteville

United States

yes

Lexington

United States

yes

Raleigh

United States

yes

ROCKY MOUNT

United States

yes

Wilmington

United States

yes

Columbia

United States

yes

n/a

yes

n/a

yes

Florence

United States

yes

Monroe

United States

yes

Raleigh

United States

yes

Wilmington

United States

yes

Wilson

United States

yes

Toledo

United States

yes

MURRELLS INLET

United States

yes

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$2.4B

n/a

2024

Mar 26, 2025

$1.9B

106

n/a

2023

Mar 28, 2024

$2.0B

$1.9B

106

n/a

2022

Mar 9, 2023

$1.8B

$1.7B

116

n/a

2021

Mar 25, 2022

$1.8B

$1.6B

115

n/a

2020

Mar 16, 2021

$1.3B

115

n/a

2019

Mar 19, 2020

$977M

$916M

115

n/a

2018

Mar 14, 2019

$639M

$606M

105

n/a

2017

Mar 26, 2018

$532M

$503M

111

n/a

2016

Mar 23, 2017

$411M

$332M

102

n/a

2015

Mar 17, 2016

$380M

$295M

n/a

2014

Mar 10, 2015

$421M

$326M

108

n/a

2013

Mar 27, 2014

$328M

$219M

n/a

2012

Mar 22, 2013

$271M

$172M

n/a

2011

Mar 30, 2012

$140M

$57.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-5

8.7%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.4B

$1.9B

24.0%

$1.8B

9.1%

106

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EDWARD JONES

Mar 5, 2026

Mar 17, 2026

CARY, NC

Team lift out

Ibd to ibd

3.8%

SOLLINDA CAPITAL MANAGEMENT LLC

Dec 26, 2023

Jan 2, 2024

HICKORY, NC

Team lift out

Other

4.3%

SOLLINDA CAPITAL MANAGEMENT LLC

Nov 2, 2023

Dec 5, 2023

SAVANNAH, GA

Team lift out

Other

2.0%

LPL FINANCIAL LLC

Dec 10, 2021

Dec 13, 2021

ROCK HILL, SC

Team lift out

Ibd to ibd

3.1%

OSAIC FS, INC.

May 16, 2017

WINSTONSALEM, NC

Team lift out

Other

2.9%

FIRST CITIZENS INVESTOR SERVICES, INC.

Mar 11, 2016

Apr 12, 2016

RALEIGH, NC

Team lift out

Other

3.0%

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jun 15, 2015

Jun 16, 2015

HICKORY, NC

Team lift out

Other

3.2%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

LPL FINANCIAL LLC

Jun 23, 2025

Jun 10, 2025

SAN DIEGO, CA

Team lift out

Ibd to ibd

0.0%

CONCOURSE FINANCIAL GROUP ADVISORS

Dec 19, 2024

Dec 17, 2024

RALEIGH, NC

Team lift out

Ibd to ibd

0.8%

WELLS FARGO ADVISORS

Mar 10, 2022

Mar 11, 2022

LUMBERTON, NC

Team lift out

Wirehouse to ibd

0.0%

WELLS FARGO ADVISORS

Jun 7, 2021

Jun 21, 2022

ST LOUIS, MO

Team lift out

Wirehouse to ibd

0.0%

CONCOURSE FINANCIAL GROUP ADVISORS

Mar 28, 2018

Mar 22, 2018

STATESBORO, GA

Team lift out

Other

0.9%

INVESTORS CAPITAL ADVISORY

Sep 14, 2016

Nov 21, 2016

LYNNFIELD, MA

Team lift out

Other

1.2%

CAPE FEAR SECURITIES, INC.

Sep 10, 2015

Jun 13, 2017

FAYETTEVILLE, NC

Firm absorbed

Other

75.0%