DFX Intelligence

K•••• K••••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

K•••• K••••••• P•••••••

Advisor at R•• S••••••••• I•••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:2c40b6bc-7317-1c62-5c70-aec8d85f7264

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 29, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 13, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• S••••••••• I•••	Bd affiliated wealth	Jul 22, 2025	n/a	yes	LOS ANGELES, CA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Oct 29, 2012	Nov 18, 2024	no	AUSTIN, TX\|AUSTIN, TX\|Austin, TX\|AUSTIN, TX\|Lone Tree, CO\|Austin, TX\|Austin, TX\|Austin, TX\|Austin, TX\|San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	R•• S••••••••• I•••	Nov 18, 2024	Jul 22, 2025	246	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ R•• S••••••••• I•••Registered adviserregistration: current employment
Jul 22, 2025 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Oct 29, 2012 to Nov 18, 2024factForm ADV

Dated events

Occurred
Nov 18, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c40b6bc-7317-1c62-5c70-aec8d85f7264
First observed: Oct 29, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.