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Advisor at SIKICH FINANCIAL
SPRINGFIELD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SIKICH FINANCIAL | Independent wealth | Jan 8, 2010 | n/a | yes | SPRINGFIELD, IL | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jul 19, 2007 | May 4, 2009 | no | SPRINGFIELD, IL | Previous registration |
| SIKICH COZAD ASSET MANAGEMENT LLC | n/a | Jan 25, 2007 | Sep 15, 2009 | no | SPRINGFIELD, IL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 27, 2004 | Jan 9, 2007 | no | SPRINGFIELD, IL|SPRINGFIELD, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIKICH COZAD ASSET MANAGEMENT LLC | FSC SECURITIES CORPORATION | Sep 15, 2009 | Jul 19, 2007 | -789 | Firm change after gap | Other |
| FSC SECURITIES CORPORATION | SIKICH FINANCIAL | May 4, 2009 | Jan 8, 2010 | 249 | Firm change | Other |
| MORGAN STANLEY DW INC. | SIKICH COZAD ASSET MANAGEMENT LLC | Jan 9, 2007 | Jan 25, 2007 | 16 | Firm change | Other |