DFX Intelligence

C•••• M•••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

C•••• M•••• J••••••

Advisor at R••• F•••••••• P•••••••

AUSTIN, TX | Santa Monica, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• F•••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• F•••••••• P•••••••	Independent wealth	Nov 16, 2023	n/a	yes	Santa Monica, CA\|AUSTIN, TX	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jun 18, 2021	Oct 18, 2023	no	Long Beach, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	R••• F•••••••• P•••••••	Oct 18, 2023	Nov 16, 2023	29	Firm change	Ibd to RIA
I••••••••• W••••• C••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jul 1, 2021	Jun 18, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
134086:284656:CA:2021-02-26	Feb 26, 2021	Mar 18, 2021	NEWPORT BEACH, CA	Firm change
6413:134086:CA:2020-10-19	Oct 19, 2020	Oct 21, 2020	NEWPORT BEACH, CA	Firm change
172464:6413:CA:2019-02-04	Feb 4, 2019	Aug 28, 2020	MANHATTAN BEACH, CA	Firm change after gap

Relationships

Registered with (6)

→ R••• F•••••••• P•••••••Registered adviserregistration: current employment
Nov 16, 2023 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 18, 2021 to Oct 18, 2023factForm ADV
→ I••••••••• W••••• C••••••• L••Registered adviserregistration: previous registration
Mar 18, 2021 to Jul 1, 2021factForm ADV
→ L•••• F••• A••••••• S•••••••

Dated events

Order

Occurred
18 Oct 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 19, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.