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Advisor at WEISBERG CAPITAL MANAGEMENT
PALM DESERT, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEISBERG CAPITAL MANAGEMENT | State registered | Jan 22, 2025 | n/a | yes | PALM DESERT, CA | Current employment |
| ALPHA WEALTH MANAGEMENT, LLC | Former SEC adviser | Nov 21, 2016 | Feb 7, 2025 | no | HEMET, CA | Previous registration |
| WADDELL & REED | Former SEC adviser | Sep 12, 2014 | Dec 2, 2016 | no | RIVERSIDE, CA|INDIAN WELLS, CA | Previous registration |
| HORTER INVESTMENT MANAGEMENT, LLC | Independent wealth | Jan 7, 2014 | Jul 22, 2014 | no | PALM DESERT, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALPHA WEALTH MANAGEMENT, LLC | WEISBERG CAPITAL MANAGEMENT | Feb 7, 2025 | Jan 22, 2025 | -16 | Firm change | Other |
| WADDELL & REED | ALPHA WEALTH MANAGEMENT, LLC | Dec 2, 2016 | Nov 21, 2016 | -11 | Firm change | Other |
| HORTER INVESTMENT MANAGEMENT, LLC | WADDELL & REED | Jul 22, 2014 | Sep 12, 2014 | 52 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 158608:333843:CA:2025-02-07 | Feb 7, 2025 | Jan 22, 2025 | HEMET, CA | Firm change |