RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• D••• Y••••
- W••••••• C•••••• M••••••••• state registered currentsince Jan 22, 2025 · Palm Desert, Ca
- A•••• W••••• M••••••••• L•• formerNov 21, 2016 to Feb 7, 2025 · Hemet, Ca
- W•••••• • R••• formerSep 12, 2014 to Dec 2, 2016 · Riverside, Ca
- H••••• I••••••••• M••••••••• L•• independent RIAJan 7, 2014 to Jul 22, 2014 · Palm Desert, Ca
- A•••• W••••• M••••••••• L•• to W••••••• C•••••• M•••••••••left Feb 7, 2025, registered Jan 22, 2025 (-16 days) · Other · moved with a team
- W•••••• • R••• to A•••• W••••• M••••••••• L••left Dec 2, 2016, registered Nov 21, 2016 (-11 days) · Other
- H••••• I••••••••• M••••••••• L•• to W•••••• • R•••left Jul 22, 2014, registered Sep 12, 2014 (52 days) · Other
- J••••• D••• Y•••• left A•••• W••••• M••••••••• L•• for W••••••• C•••••• M••••••••• (registered 2025-01-22)Feb 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address