DFX Intelligence

L•••• A•••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

L•••• A•••• E••••

Advisor at D••••••

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:2c6a8b66-ca43-37e0-a2cc-1cdc7ae6cb7c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jul 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 10, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••	Independent wealth	Jan 2, 2020	n/a	yes	SALT LAKE CITY, UT	Current employment
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Oct 15, 2019	Nov 12, 2019	no	Englewood, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• W••••• M••••••••• I•••	D••••••	Nov 12, 2019	Jan 2, 2020	51	Firm change	Ibd to RIA
D••••••	G••••• W••••• M••••••••• I•••	Oct 14, 2019	Oct 15, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
137236:151367:UT:2018-04-03	Apr 3, 2018	Mar 5, 2018	SALT LAKE CITY, UT	Firm change

Relationships

Registered with (6)

→ D••••••Registered adviserregistration: previous registration
Mar 5, 2018 to Oct 14, 2019factForm ADV
→ G••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Oct 15, 2019 to Nov 12, 2019factForm ADV
→ Y••••••••• P•••••••Registered adviserregistration: previous registration
Sep 26, 2014 to Apr 3, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c6a8b66-ca43-37e0-a2cc-1cdc7ae6cb7c
First observed: Jul 12, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.