DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 319510
SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ROGER AINSWORTH GRAHAM | n/a | SAN ANTONIO, TX | 3 | 15 | 3 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GRAHAM, ROGER, AINSWORTH | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | E | yes | 03/2022 | Mar 11, 2022 | Sep 29, 2022 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |