DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

B••••••••• C••••••• L••

Former SEC-registered adviserSan Antonio, TexasCRD 319510SEC 801-123683IAPD
Latest filing Sep 29, 2022
First filing on the tape Mar 11, 2022 · 11 filings
RAUM
$22.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$22.1M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$22.1M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$22.1M as of Sep 29, 2022
Mar 11, 2022$0 then
HNW client RAUM$13.4M as of Sep 29, 2022
Jul 19, 2022$13.4M then
State-registered IARs (5.B.3)1 as of Sep 29, 2022
Mar 11, 20221 then
Employees (5.A)1 as of Sep 29, 2022
Mar 11, 20221 then
Private funds: no history
Practice profile
derived from the filing of Sep 29, 2022; every figure names its basis
RAUM per advisor
$22.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
53derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.2MderivedHNW RAUM over HNW clients
Average account
$311,929derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody
$1.6M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$13.4M60%
  • Individuals$8.8M40%
Individual clients
47reported
HNW clients
6reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
71reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$1.6M for 2 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R•••• A•••••••• G•••••San Antonio, TxOct 6, 202215 y3
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • G•••••• R••••• A•••••••• · Managing Director And Chief Compliance Officercontrol
      since 03/2022 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • HQ city · unset to SAN ANTONIO
      Jul 19, 2022 to Sep 13, 2022
    • HQ state · unset to TX
      Jul 19, 2022 to Sep 13, 2022
    • Accounts · 0 to 71
      Apr 25, 2022 to Jul 19, 2022
    • HNW clients · unset to 6.0
      Apr 25, 2022 to Jul 19, 2022
    • Individual clients · unset to 47.0
      Apr 25, 2022 to Jul 19, 2022
    • Assets in custody · unset to 1645336.0
      Apr 25, 2022 to Jul 19, 2022
    • Custody of client assets · false to true
      Apr 25, 2022 to Jul 19, 2022
    • Discretionary RAUM · $0 to $22.1M
      Apr 25, 2022 to Jul 19, 2022
    • HNW RAUM · unset to 13360262.0
      Apr 25, 2022 to Jul 19, 2022
    • Individual RAUM · unset to 8786732.0
      Apr 25, 2022 to Jul 19, 2022
    • RAUM · $0 to $22.1M
      Apr 25, 2022 to Jul 19, 2022
    Signals
    1 dated events
    • B••••••••• C••••••• L•• filed its initial SEC registration (Form ADV)
      Mar 11, 2022 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/braintrust-capital-llc/?viewAsMember=trreportedpublic record, Form ADV, Sep 19, 2026
    Website
    braintrustcapital.comreportedpublic record, Form ADV, Sep 19, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $22.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026