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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FORUM PRIVATE CLIENT GROUP

FORUM SOLUTIONS GROUP, LLC, CRD 143075

FISHERS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2c7ef587-048c-6ce0-af84-4fa0cedb12cd

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 0
Observed: Mar 27, 2012 to Feb 20, 2026
48 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $403MItem 5.F on the latest filing (2026-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $381M
Private client RAUM: $402MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $57.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,490
Individual clients: 520
High net worth clients: 115
Custody, client assets: $2.9M
SEC number: 801-78874
CRD: 143075
Filings on the tape: 48
First filed: Mar 27, 2012
Latest filed: Feb 20, 2026
Organised: Limited Liability Company, IN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BENJAMEN MICHAEL BANKS	Certified Financial Planner	FISHERS, IN	16	20	1	no
TAMMY LEA MARRS	n/a	FISHERS, IN	13	14	n/a	no
SHAUN MARIE IRWIN	Certified Financial Planner	FISHERS, IN	8	21	2	no
CHARLES J GRIGSBY	Certified Financial Planner	FISHERS, IN	5	13	n/a	no
DEREK MICHAEL SANDERS	Certified Financial Planner	FISHERS, IN	3	10	n/a	no
JONATHAN LOUIS WENDALL	n/a	FISHERS, IN	1	11	n/a	no
ANDREW G SNOW	n/a	FISHERS, IN	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BANKS, BENJAMEN, MICHAEL	ASSISTANT VICE PRESIDENT	Na	yes	11/2022	Nov 17, 2022	Dec 13, 2024
CARR, JAMES, SCOTT	SENIOR VICE PRESIDENT	Na	yes	02/2023	Feb 28, 2023	Dec 13, 2024
FORUM CREDIT UNION	MANAGING MEMBER	E	yes	07/2006	Mar 27, 2012	Dec 13, 2024
IRWIN, SHAUN, MARIE	ASSISTANT VICE PRESIDENT	Na	yes	11/2022	Nov 17, 2022	Dec 13, 2024
SADZEWICZ, GERY, JOSEPH	CHIEF COMPLIANCE OFFICER	Na	no	12/2017	Dec 12, 2017	Dec 13, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FORUM CREDIT UNION	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 20, 2026	$403M	$381M	11	7	0	n/a	n/a
2024	Mar 17, 2025	$342M	$320M	10	7	0	n/a	n/a
2023	Mar 7, 2024	$297M	$271M	7	5	0	n/a	n/a
2022	Feb 9, 2023	$250M	$223M	6	4	0	n/a	n/a
2021	Feb 4, 2022	$277M	$230M	6	4	0	n/a	n/a
2020	Feb 11, 2021	$227M	$168M	6	4	0	n/a	n/a
2019	Mar 11, 2020	$202M	$130M	5	5	0	n/a	n/a
2018	Mar 15, 2019	$160M	$0	5	4	0	n/a	n/a
2017	Mar 1, 2018	$166M	$0	4	3	0	n/a	n/a
2016	Mar 27, 2017	$158M	$0	4	3	n/a	n/a	n/a
2015	Mar 24, 2016	$143M	$0	4	3	n/a	n/a	n/a
2014	Mar 2, 2015	$135M	$0	5	4	n/a	n/a	n/a
2011	Mar 27, 2012	$77.1M	$0	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$403M	$342M	17.8%	$250M	17.2%	11	10	0	0

Relationships

Registered with (9)

← ANDREW G SNOWAdvisorregistration: current employment
Jan 2, 2025 to presentfactForm ADV
← JONATHAN LOUIS WENDALLAdvisorregistration: current employment
Dec 20, 2024 to presentfactForm ADV
← DEREK MICHAEL SANDERSAdvisorregistration: current employment
May 18, 2023 to presentfactForm ADV
← CHARLES J GRIGSBYAdvisorregistration: current employment
Jan 4, 2021 to presentfactForm ADV
← SHAUN MARIE IRWINAdvisorregistration: current employment
Aug 7, 2018 to presentfactForm ADV
← TAMMY LEA MARRSAdvisorregistration: current employment
Dec 22, 2012 to presentfactForm ADV
← BENJAMEN MICHAEL BANKSAdvisorregistration: current employment
Apr 1, 2010 to presentfactForm ADV
← RICHARD JOSEPH RIDENOURAdvisorregistration: previous registration
Jun 11, 2007 to Dec 14, 2017factForm ADV
← JEFFREY B STURGISAdvisorregistration: previous registration
May 21, 2007 to Apr 1, 2010factForm ADV

Owns (1)

← SADZEWICZ, GERY, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Dec 12, 2017 to Dec 13, 2024factForm ADV

Controls (4)

← CARR, JAMES, SCOTTOwnerSENIOR VICE PRESIDENT, ownership code NA, individual
Feb 28, 2023 to Dec 13, 2024factForm ADV
← IRWIN, SHAUN, MARIEOwnerASSISTANT VICE PRESIDENT, ownership code NA, individual
Nov 17, 2022 to Dec 13, 2024factForm ADV
← BANKS, BENJAMEN, MICHAELOwnerASSISTANT VICE PRESIDENT, ownership code NA, individual
Nov 17, 2022 to Dec 13, 2024factForm ADV
← FORUM CREDIT UNIONOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 27, 2012 to Dec 13, 2024factForm ADV

Dated events

Occurred
Feb 28, 2023
Control person joined
Scott James Carr (Senior Vice President) appeared on Schedule A of Forum Private Client Group
Form ADVobserved 4 days ago
Occurred
Nov 17, 2022
Control person joined
Michael Benjamen Banks (Assistant Vice President) appeared on Schedule A of Forum Private Client Group
Form ADVobserved 4 days ago
Occurred
Nov 17, 2022
Control person joined
Marie Shaun Irwin (Assistant Vice President) appeared on Schedule A of Forum Private Client Group
Form ADVobserved 4 days ago
Occurred
Nov 22, 2013
First Form ADV filing
Forum Private Client Group Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c7ef587-048c-6ce0-af84-4fa0cedb12cd
First observed: Mar 27, 2012
Last observed: Feb 20, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FORUM PRIVATE CLIENT GROUP

FORUM SOLUTIONS GROUP, LLC, CRD 143075

FISHERS, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2c7ef587-048c-6ce0-af84-4fa0cedb12cd

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:07 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BENJAMEN MICHAEL BANKS

Certified Financial Planner

FISHERS, IN

TAMMY LEA MARRS

n/a

FISHERS, IN

n/a

SHAUN MARIE IRWIN

Certified Financial Planner

FISHERS, IN

CHARLES J GRIGSBY

Certified Financial Planner

FISHERS, IN

n/a

DEREK MICHAEL SANDERS

Certified Financial Planner

FISHERS, IN

n/a

JONATHAN LOUIS WENDALL

n/a

FISHERS, IN

n/a

ANDREW G SNOW

n/a

FISHERS, IN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BANKS, BENJAMEN, MICHAEL

ASSISTANT VICE PRESIDENT

yes

11/2022

Nov 17, 2022

Dec 13, 2024

CARR, JAMES, SCOTT

SENIOR VICE PRESIDENT

yes

02/2023

Feb 28, 2023

Dec 13, 2024

FORUM CREDIT UNION

MANAGING MEMBER

yes

07/2006

Mar 27, 2012

Dec 13, 2024

IRWIN, SHAUN, MARIE

ASSISTANT VICE PRESIDENT

yes

11/2022

Nov 17, 2022

Dec 13, 2024

SADZEWICZ, GERY, JOSEPH

CHIEF COMPLIANCE OFFICER

12/2017

Dec 12, 2017

Dec 13, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FORUM CREDIT UNION

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 20, 2026

$403M

$381M

n/a

2024

Mar 17, 2025

$342M

$320M

n/a

2023

Mar 7, 2024

$297M

$271M

n/a

2022

Feb 9, 2023

$250M

$223M

n/a

2021

Feb 4, 2022

$277M

$230M

n/a

2020

Feb 11, 2021

$227M

$168M

n/a

2019

Mar 11, 2020

$202M

$130M

n/a

2018

Mar 15, 2019

$160M

n/a

2017

Mar 1, 2018

$166M

n/a

2016

Mar 27, 2017

$158M

n/a

2015

Mar 24, 2016

$143M

n/a

2014

Mar 2, 2015

$135M

n/a

2011

Mar 27, 2012

$77.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$403M

$342M

17.8%

$250M

17.2%