DFX Intelligence

Data Factory

RIA / WealthAdvisor27 years in industry

RICHARD JOSEPH RIDENOUR

Advisor at CIRCLE CITY WEALTH MANAGEMENT LLC

CARMEL, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7b9075d5-efa8-9891-186c-808f04583ec1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Nov 3, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CIRCLE CITY WEALTH MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 8, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 8, 1999
First registration: Nov 3, 2000
Dual registered: no
Other names: JOE RIDENOUR|RICHARD JOSEPH RIDENOUR
IAPD individual key: 3165629

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CIRCLE CITY WEALTH MANAGEMENT LLC	State registered	Dec 12, 2017	n/a	yes	CARMEL, IN	Current employment
FORUM PRIVATE CLIENT GROUP	Independent wealth	Jun 11, 2007	Dec 14, 2017	no	FISHERS, IN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 2, 2005	Jul 10, 2009	no	FORT MILL, SC\|FISHERS, IN\|INDIANAPOLIS, IN\|AVON, IN\|INDIANAPOLIS, IN\|IDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|INDIANAPOLIS, IN\|NOBLESVILLE, IN\|INDIANAPOLIS, IN\|CARMEL, IN\|FISHERS, IN\|INDIANAPOLIS, IN\|FISHERS, IN	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Jul 1, 2002	Mar 2, 2005	no	FISHERS, IN	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Nov 3, 2000	Jul 19, 2002	no	INDIANAPOLIS, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FORUM PRIVATE CLIENT GROUP	CIRCLE CITY WEALTH MANAGEMENT LLC	Dec 14, 2017	Dec 12, 2017	-2	Firm change	Other
LPL FINANCIAL LLC	FORUM PRIVATE CLIENT GROUP	Jul 10, 2009	Jun 11, 2007	-760	Firm change after gap	Other
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	Mar 2, 2005	Mar 2, 2005	0	Firm change	Other
PRUCO SECURITIES, LLC	CUSO FINANCIAL SERVICES, L.P.	Jul 19, 2002	Jul 1, 2002	-18	Firm change	Other

Relationships

Registered with (5)

→ CIRCLE CITY WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Dec 12, 2017 to presentfactForm ADV
→ FORUM PRIVATE CLIENT GROUPRegistered adviserregistration: previous registration
Jun 11, 2007 to Dec 14, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 2, 2005 to Jul 10, 2009factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Jul 1, 2002 to Mar 2, 2005factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 3, 2000 to Jul 19, 2002factForm ADV

Dated events

No dated event names this entity yet.