DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•• W••••• M••••••••• L••
ALLEN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•• W••••• M••••••••• L•• | Independent wealth | Dec 8, 2010 | n/a | yes | ALLEN, TX | Current employment |
| A••••••• S••••••••• G••••• I••• | n/a | Aug 4, 2006 | Nov 1, 2006 | no | DALLAS, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••• N•••• A•••••••• L•• | A••••••• S••••••••• G••••• I••• | Dec 9, 2010 | Aug 4, 2006 | -1,588 | Firm change after gap | Other |
| A••••••• S••••••••• G••••• I••• | A•• W••••• M••••••••• L•• | Nov 1, 2006 | Dec 8, 2010 |
| T••• N•••• A•••••••• L•• | Independent wealth | Aug 3, 2006 | Dec 9, 2010 | no | DALLAS, TX | Previous registration |
| R••••••••• A••••••• O• A•••••• | n/a | Mar 26, 1997 | Jul 31, 2006 | no | DALLAS, TX | Previous registration |
| 1,498 |
| Firm change after gap |
| Other |
| R••••••••• A••••••• O• A•••••• | T••• N•••• A•••••••• L•• | Jul 31, 2006 | Aug 3, 2006 | 3 | Firm change | Other |