RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• B•••••• T•••••
- A•• W••••• M••••••••• L•• independent RIA currentsince Dec 8, 2010 · Allen, Tx
- A••••••• S••••••••• G••••• I••• unclassifiedAug 4, 2006 to Nov 1, 2006 · Dallas, Tx
- T••• N•••• A•••••••• L•• independent RIAAug 3, 2006 to Dec 9, 2010 · Dallas, Tx
- R••••••••• A••••••• O• A•••••• unclassifiedMar 26, 1997 to Jul 31, 2006 · Dallas, Tx
- T••• N•••• A•••••••• L•• to A••••••• S••••••••• G••••• I•••left Dec 9, 2010, registered Aug 4, 2006 (-1588 days) · Other
- A••••••• S••••••••• G••••• I••• to A•• W••••• M••••••••• L••left Nov 1, 2006, registered Dec 8, 2010 (1498 days) · Other
- R••••••••• A••••••• O• A•••••• to T••• N•••• A•••••••• L••left Jul 31, 2006, registered Aug 3, 2006 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address