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Advisor at CAPITAL FINANCIAL CONSULTANTS GROUP, INC.
San Juan Capistrano, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL FINANCIAL CONSULTANTS GROUP, INC. | Former SEC adviser | Sep 27, 2016 | n/a | yes | San Juan Capistrano, CA | Current employment |
| INDEPENDENT FINANCIAL GROUP, LLC | Bd affiliated wealth | May 13, 2009 | n/a | yes | San Juan Capistrano, CA | Current employment |
| FINANCIAL DESIGNS LTD. | n/a | Nov 19, 2002 | Jul 30, 2014 | no | SAN JUAN CAPISTRANO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FINANCIAL DESIGNS LTD. | INDEPENDENT FINANCIAL GROUP, LLC | Jul 30, 2014 | May 13, 2009 | -1,904 | Firm change after gap | Other |