DFX Intelligence

A•••••••• S••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

A•••••••• S••••• B••••

Advisor at C••••••••• W••••• A•••••••• L••

MINNEAPOLIS, MN | Maumee, OH

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Search this name across graphsid dfx:ria:2c995bf7-4145-89dd-b6a9-29789100f47b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 13, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• A•••••••• L••	Bd affiliated wealth	Nov 25, 2024	n/a	yes	MINNEAPOLIS, MN\|Maumee, OH\|MINNEAPOLIS, MN	Current employment
F••••••• P••••••• A•• W•••••••• A•••••••	Former SEC adviser	Jun 27, 2022	Nov 19, 2024	no	ANN ARBOR, MI\|PERRYSBURG, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F••••••• P••••••• A•• W•••••••• A•••••••	C••••••••• W••••• A•••••••• L••	Nov 19, 2024	Nov 25, 2024	6	Firm change	Ibd to ibd
M•• I•••••••• S•••••••• L••	F••••••• P••••••• A•• W•••••••• A•••••••	Apr 25, 2022	Jun 27, 2022

Relationships

Registered with (6)

→ C••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Nov 25, 2024 to presentfactForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••Registered adviserregistration: previous registration
Jun 27, 2022 to Nov 19, 2024factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 2, 2021 to Apr 25, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Nov 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2c995bf7-4145-89dd-b6a9-29789100f47b
First observed: May 13, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.