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RIA / WealthAdvisor29 years in industry

STEVEN JAMES CASULL

Advisor at CASULL FINANCIAL ADVISORY, LLC

SOUTH JORDAN, UT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 4, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CASULL FINANCIAL ADVISORY, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 24, 1997
First registration: Apr 4, 2011
Dual registered: no
Other names: STEVE JAMES CASULL|STEVEN J CASULL|STEVEN JAMES CASULL|STEVEN JAMES CASULL
IAPD individual key: 2865989

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CASULL FINANCIAL ADVISORY, LLC	State registered	Apr 9, 2014	n/a	yes	SOUTH JORDAN, UT	Current employment
NATIONWIDE SECURITIES, LLC	No RAUM reported	Sep 6, 2013	Dec 6, 2013	no	SACRAMENTO, CA\|DRAPER, UT	Previous registration
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Oct 12, 2012	May 20, 2013	no	MURRAY, UT	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 4, 2011	Aug 14, 2012	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONWIDE SECURITIES, LLC	CASULL FINANCIAL ADVISORY, LLC	Dec 6, 2013	Apr 9, 2014	124	Firm change	Other
ALLSTATE FINANCIAL ADVISORS, LLC	NATIONWIDE SECURITIES, LLC	May 20, 2013	Sep 6, 2013	109	Firm change	Other
WELLS FARGO ADVISORS	ALLSTATE FINANCIAL ADVISORS, LLC	Aug 14, 2012	Oct 12, 2012	59	Firm change	Wirehouse to new firm

Relationships

Registered with (4)

→ CASULL FINANCIAL ADVISORY, LLCRegistered adviserregistration: current employment
Apr 9, 2014 to presentfactForm ADV
→ NATIONWIDE SECURITIES, LLCRegistered adviserregistration: previous registration
Sep 6, 2013 to Dec 6, 2013factForm ADV
→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Oct 12, 2012 to May 20, 2013factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 4, 2011 to Aug 14, 2012factForm ADV

Dated events

No dated event names this entity yet.