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Registered advisor
S••••• J•••• C•••••
Feed of 09/14/2026
Also filed as Steve J•••• C•••••
At current firm
12 y
since Apr 9, 2014
In the industry
29 y
since Jun 24, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• F•••••••• A•••••••• L•• state registered currentsince Apr 9, 2014 · South Jordan, Ut
- N••••••••• S••••••••• L•• no RAUMSep 6, 2013 to Dec 6, 2013 · Sacramento, Ca
- A••••••• F•••••••• A•••••••• L•• BD affiliatedOct 12, 2012 to May 20, 2013 · Murray, Ut
- W•••• F•••• A••••••• wirehouseApr 4, 2011 to Aug 14, 2012 · Salt Lake City, Ut
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• S••••••••• L•• to C••••• F•••••••• A•••••••• L••left Dec 6, 2013, registered Apr 9, 2014 (124 days) · Other
- A••••••• F•••••••• A•••••••• L•• to N••••••••• S••••••••• L••left May 20, 2013, registered Sep 6, 2013 (109 days) · Other
- W•••• F•••• A••••••• to A••••••• F•••••••• A•••••••• L••left Aug 14, 2012, registered Oct 12, 2012 (59 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address