DFX Intelligence

M••••••• D•••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

M••••••• D•••• W•••••••

Advisor at W•••••• B•••• • C•••••• L•••••

••• Locked

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Search this name across graphsid dfx:ria:2cab1a5a-7580-c977-f434-1bf177cb1919

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• B•••• • C•••••• L•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 28, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• B•••• • C•••••• L•••••	Bd affiliated wealth	Feb 4, 2019	n/a	yes	CHICAGO, IL\|CHICAGO, IL\|BALTIMORE, MD\|LUTHERVILLE, MD	Current employment
B•••• A••••••• S••••••••• L••	Former SEC adviser	May 28, 2004	Jan 28, 2019	no	BALTIMORE, MD\|BALTIMORE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• A••••••• S••••••••• L••	W•••••• B•••• • C•••••• L•••••	Jan 28, 2019	Feb 4, 2019	7	Firm change	RIA to ibd
M••••• S•••••• D• I•••	B•••• A••••••• S••••••••• L••	Jun 1, 2004	May 28, 2004

Team moves

••• Locked

Team	Left	Joined	From	Kind
120736:1252:MD:2019-01-28	Jan 28, 2019	Feb 4, 2019	BALTIMORE, MD	Firm change

Relationships

Registered with (3)

→ W•••••• B•••• • C•••••• L•••••Registered adviserregistration: current employment
Feb 4, 2019 to presentfactForm ADV
→ B•••• A••••••• S••••••••• L••Registered adviserregistration: previous registration
May 28, 2004 to Jan 28, 2019factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Jan 22, 2002 to Jun 1, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2cab1a5a-7580-c977-f434-1bf177cb1919
First observed: Jan 22, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.