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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BROWN ADVISORY SECURITIES, LLC

CRD 120736

BALTIMORE, MD

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Search this name across graphsid dfx:ria:c8c6daa5-afbb-71db-4339-f1920ae05fa8

Data as of Mar 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 41
Dated events: 8
On other graphs: 1
Observed: Mar 30, 2012 to Mar 30, 2022
29 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Brown Advisory Securities, LLC

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $392MItem 5.F on the latest filing (2022-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $289M
Private client RAUM: $336MderivedItem 5.D individuals plus high net worth individuals
Private client share: 86%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 393
Individual clients: 146
High net worth clients: 70
Custody, client assets: $392M
SEC number: 801-61427
CRD: 120736
Filings on the tape: 29
First filed: Mar 30, 2012
Latest filed: Mar 30, 2022
Organised: Limited Liability Company, Maryland

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BROWN ADVISORY GROUP HOLDINGS LLC	HOLDING COMPANY	C	yes	01/2016	Jan 29, 2016	Mar 30, 2022
BROWN ADVISORY MANAGEMENT, LLC	HOLDING COMPANY/MANAGING MEMBER	E	yes	01/2012	Mar 30, 2012	Mar 30, 2022
BROWN ADVISORY, INCORPORATED	UNIT HOLDER/MANAGING MEMBER	F	yes	07/2008	Mar 30, 2012	Mar 30, 2022
CHURCHILL, DAVID MICHAEL	CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER	Na	yes	04/2002	Mar 30, 2012	Mar 30, 2022
KRASKA, KEVIN KARL	DESIGNATED PRINCIPAL	Na	yes	01/2019	Jan 29, 2019	Mar 30, 2022
ROGERS, BRETT DAVID	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER	Na	yes	08/2010	Mar 30, 2012	Mar 30, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BROWN ADVISORY LLC	n/a	Mixed wealth	$124B	N	yes	n/a
BROWN ADVISORY LTD.	n/a	Other adviser	$27B	N	yes	n/a
BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC	n/a	Asset manager	$9.8B	N	yes	n/a
SIGNATURE FINANCIAL MANAGEMENT INC	n/a	Independent wealth	$7.6B	N	yes	n/a
BLUEPRINT LOCAL INVESTMENTS, LLC	n/a	n/a	n/a	N	yes	n/a
BROWN ADVISORY TRUST COMPANY OF DELAWARE, LLC	n/a	n/a	n/a	N	yes	n/a
BROWN INVESTMENT ADVISORY & TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
BROWN SAVANO JV, LLC	n/a	n/a	n/a	N	yes	n/a
NEXTGEN OPPORTUNITY FUND I GP, LLC	n/a	n/a	n/a	N	yes	n/a
NEXTGEN VENTRES FUND III, GP LLC	n/a	n/a	n/a	N	yes	n/a
NEXTGEN VENTURE PARTNERS LLC	n/a	n/a	n/a	N	yes	n/a
NEXTGEN VENTURES FUND I GP, LLC	n/a	n/a	n/a	N	yes	n/a
NEXTGEN VENTURES FUND II GP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CHEVY CHASE	Md	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 30, 2022	$392M	$289M	10	7	1	n/a	n/a
2020	Mar 30, 2021	$1.1B	$834M	18	15	1	n/a	n/a
2019	Mar 30, 2020	$923M	$695M	18	15	1	n/a	n/a
2018	Mar 29, 2019	$1.4B	$935M	16	11	2	n/a	n/a
2017	Mar 29, 2018	$1.4B	$873M	33	27	2	n/a	n/a
2016	Mar 30, 2017	$1.1B	$613M	34	32	n/a	n/a	n/a
2015	Jan 29, 2016	$987M	$509M	36	33	n/a	n/a	n/a
2014	Mar 30, 2015	$893M	$330M	38	33	n/a	n/a	n/a
2013	Mar 31, 2014	$798M	$261M	38	35	n/a	n/a	n/a
2012	Apr 1, 2013	$623M	$221M	40	36	n/a	n/a	n/a
2011	Mar 30, 2012	$555M	$239M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$392M	$1.1B	-64.6%	$1.4B	-34.8%	10	18	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
WILLIAM BLAIR & COMPANY L.L.C.	3	Sep 13, 2021	Sep 10, 2021	BALTIMORE, MD	Firm absorbed	RIA to ibd	50.0%
WILLIAM BLAIR & COMPANY L.L.C.	9	Jan 28, 2019	Feb 4, 2019	BALTIMORE, MD	Firm absorbed	RIA to ibd	69.2%

Relationships

Affiliated with (8)

← BROWN ADVISORY LTD.Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
→ BROWN ADVISORYRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ BROWN ADVISORYRegistered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV
→ BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLCRegistered adviserother investment adviser, bank, pooled vehicle sponsor, common control
factForm ADV
→ BROWN ADVISORY LTD.Registered adviserother investment adviser, common control
factForm ADV
← MERITAGE CAPITALRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← BLACKHAW WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV
← HIGHMOUNT CAPITALRegistered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (6)

← KRASKA, KEVIN KARLOwnerDESIGNATED PRINCIPAL, ownership code NA, individual
Jan 29, 2019 to presentfactForm ADV
← CHURCHILL, DAVID MICHAELOwnerCHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← ROGERS, BRETT DAVIDOwnerGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← BROWN ADVISORY GROUP HOLDINGS LLCOwnerHOLDING COMPANY, ownership code C, domestic entity
Jan 29, 2016 to presentfactForm ADV
← BROWN ADVISORY MANAGEMENT, LLCOwnerHOLDING COMPANY/MANAGING MEMBER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← BROWN ADVISORY, INCORPORATEDOwnerUNIT HOLDER/MANAGING MEMBER, ownership code F, domestic entity
Mar 30, 2012 to presentfactForm ADV

Registered with (25)

← THOMAS MARTIN BLACKAdvisorregistration: previous registration
Oct 24, 2019 to Dec 31, 2022factForm ADV
← Andrew P. WilliamsAdvisorregistration: previous registration
May 18, 2019 to Dec 8, 2022factForm ADV
← MICHAEL KEITH MCCLEANAdvisorregistration: previous registration
Oct 9, 2008 to Sep 13, 2021factForm ADV
← CINDY ANN PEPPLEAdvisorregistration: previous registration
Dec 3, 2002 to Sep 13, 2021factForm ADV
← MATTHEW RYAN CLARKAdvisorregistration: previous registration
Aug 4, 2011 to Sep 13, 2021factForm ADV
← JAMES BRUCE WHELIHANAdvisorregistration: previous registration
Dec 3, 2002 to Sep 13, 2021factForm ADV
← ROBERT DIXON HOPKINSAdvisorregistration: previous registration
Oct 28, 2003 to Jan 28, 2019factForm ADV
← PERRY STEELE BACONAdvisorregistration: previous registration
Oct 17, 2003 to Jan 28, 2019factForm ADV
← LESLIE ARLENE ASHLEYAdvisorregistration: previous registration
Jan 2, 2009 to Jan 28, 2019factForm ADV
← DARCY C CARROLLAdvisorregistration: previous registration
Sep 1, 2006 to Jan 28, 2019factForm ADV
← MITCHELL DAVID WHITEMANAdvisorregistration: previous registration
May 28, 2004 to Jan 28, 2019factForm ADV
← JENNIFER DACEY VIGLUCCIAdvisorregistration: previous registration
Oct 17, 2003 to Jan 28, 2019factForm ADV
← MATTHEW FRANCIS BARRETTAdvisorregistration: previous registration
May 23, 2006 to Jan 28, 2019factForm ADV
← WILLIAM HUNTER PURCELLAdvisorregistration: previous registration
Feb 3, 2004 to Jan 28, 2019factForm ADV
← DANIEL MATTHEW SUMMERSAdvisorregistration: previous registration
Jul 9, 2018 to Jan 28, 2019factForm ADV
← WILLIAM FORD PECKAdvisorregistration: previous registration
Jul 1, 2005 to Aug 17, 2018factForm ADV
← MICHAEL JOHN DELANEYAdvisorregistration: previous registration
Jan 5, 2012 to Jun 14, 2018factForm ADV
← JEANNE ONEILLAdvisorregistration: previous registration
May 21, 2013 to Oct 7, 2015factForm ADV
← Todd NorrisAdvisorregistration: previous registration
Aug 5, 2008 to May 17, 2011factForm ADV
← Julie D FrantzAdvisorregistration: previous registration
Jun 12, 2008 to Jan 22, 2010factForm ADV
← WADE MAGLENN MEADOWSAdvisorregistration: previous registration
Jun 16, 2008 to Dec 31, 2009factForm ADV
← MARK DAVID SCOTTAdvisorregistration: previous registration
Nov 13, 2008 to Sep 21, 2009factForm ADV
← ALEXANDER GOULD CAMPBELLAdvisorregistration: previous registration
Oct 24, 2003 to Sep 21, 2009factForm ADV
← DAVID PAUL BROWNAdvisorregistration: previous registration
Oct 28, 2003 to Feb 1, 2008factForm ADV
← ANDREW CORWINE DAVISAdvisorregistration: previous registration
Mar 7, 2005 to Jul 31, 2007factForm ADV

Moved with (1)

→ WILLIAM BLAIR & COMPANY L.L.C.Registered adviser3 advisors, firm absorbed, same day
Sep 13, 2021 to Sep 10, 2021factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Dec 8, 2022
Advisor changed firm
Andrew P. Williams left Brown Advisory Securities, Llc for J.P. Morgan Securities Llc (registered 2022-10-20)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Brown Advisory Securities, Llc reported RAUM $392.0M, down 65% from $1.1B (2021-12-09 to 2022-03-30)
Form ADVobserved 5 days ago
$-714M
Occurred
Mar 30, 2022
Control person left
Thomas Jr Schweizer (President) no longer on Schedule A of Brown Advisory Securities, Llc (listed 2021-12-09, absent 2022-03-30)
Form ADVobserved 5 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
Brown Advisory Securities, Llc reported RAUM $923.0M, down 35% from $1.4B (2019-10-11 to 2020-03-30)
Form ADVobserved 5 days ago
$-490M
Occurred
Jan 29, 2019
Control person left
Jennifer Dacey Viglucci (Designated Principal) no longer on Schedule A of Brown Advisory Securities, Llc (listed 2018-12-19, absent 2019-01-29)
Form ADVobserved 5 days ago
Occurred
Jan 29, 2019
Control person joined
Kevin Karl Kraska (Designated Principal) appeared on Schedule A of Brown Advisory Securities, Llc
Form ADVobserved 5 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
Brown Advisory Securities, Llc reported RAUM $1.4B, up 31% from $1.1B (2017-09-28 to 2018-03-29)
Form ADVobserved 5 days ago
$340M

Show 1 bookkeeping events

Occurred
Mar 29, 2019
Brown Advisory Securities, Llc reported 11 state-registered advisory representatives, down from 26 (2019-01-29 to 2019-03-29)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:c8c6daa5-afbb-71db-4339-f1920ae05fa8
First observed: Mar 30, 2012
Last observed: Mar 30, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BROWN ADVISORY SECURITIES, LLC

CRD 120736

BALTIMORE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:c8c6daa5-afbb-71db-4339-f1920ae05fa8

Data as of Mar 30, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:45 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BROWN ADVISORY GROUP HOLDINGS LLC

HOLDING COMPANY

yes

01/2016

Jan 29, 2016

Mar 30, 2022

BROWN ADVISORY MANAGEMENT, LLC

HOLDING COMPANY/MANAGING MEMBER

yes

01/2012

Mar 30, 2012

Mar 30, 2022

BROWN ADVISORY, INCORPORATED

UNIT HOLDER/MANAGING MEMBER

yes

07/2008

Mar 30, 2012

Mar 30, 2022

CHURCHILL, DAVID MICHAEL

CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER

yes

04/2002

Mar 30, 2012

Mar 30, 2022

KRASKA, KEVIN KARL

DESIGNATED PRINCIPAL

yes

01/2019

Jan 29, 2019

Mar 30, 2022

ROGERS, BRETT DAVID

GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER

yes

08/2010

Mar 30, 2012

Mar 30, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BROWN ADVISORY LLC

n/a

Mixed wealth

$124B

yes

n/a

BROWN ADVISORY LTD.

n/a

Other adviser

$27B

yes

n/a

BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC

n/a

Asset manager

$9.8B

yes

n/a

SIGNATURE FINANCIAL MANAGEMENT INC

n/a

Independent wealth

$7.6B

yes

n/a

BLUEPRINT LOCAL INVESTMENTS, LLC

n/a

yes

n/a

BROWN ADVISORY TRUST COMPANY OF DELAWARE, LLC

n/a

yes

n/a

BROWN INVESTMENT ADVISORY & TRUST COMPANY

n/a

yes

n/a

BROWN SAVANO JV, LLC

n/a

yes

n/a

NEXTGEN OPPORTUNITY FUND I GP, LLC

n/a

yes

n/a

NEXTGEN VENTRES FUND III, GP LLC

n/a

yes

n/a

NEXTGEN VENTURE PARTNERS LLC

n/a

yes

n/a

NEXTGEN VENTURES FUND I GP, LLC

n/a

yes

n/a

NEXTGEN VENTURES FUND II GP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

CHEVY CHASE

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 30, 2022

$392M

$289M

n/a

2020

Mar 30, 2021

$1.1B

$834M

n/a

2019

Mar 30, 2020

$923M

$695M

n/a

2018

Mar 29, 2019

$1.4B

$935M

n/a

2017

Mar 29, 2018

$1.4B

$873M

n/a

2016

Mar 30, 2017

$1.1B

$613M

n/a

2015

Jan 29, 2016

$987M

$509M

n/a

2014

Mar 30, 2015

$893M

$330M

n/a

2013

Mar 31, 2014

$798M

$261M

n/a

2012

Apr 1, 2013

$623M

$221M

n/a

2011

Mar 30, 2012

$555M

$239M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$392M

$1.1B

-64.6%

$1.4B

-34.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

WILLIAM BLAIR & COMPANY L.L.C.

Sep 13, 2021

Sep 10, 2021

BALTIMORE, MD

Firm absorbed

RIA to ibd

50.0%

WILLIAM BLAIR & COMPANY L.L.C.

Jan 28, 2019

Feb 4, 2019

BALTIMORE, MD

Firm absorbed

RIA to ibd

69.2%