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Advisor at PNC WEALTH MANAGEMENT
PEPPER PIKE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Nov 13, 2009 | n/a | yes | PEPPER PIKE, OH | Current employment |
| NATCITY INVESTMENTS, INC. | n/a | Sep 23, 2008 | Nov 13, 2009 | no | SOLON, OH|MACEDONIA, OH|INDEPENDENCE, OH|CLEVELAND, OH|BEDFORD, OH | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 11, 2002 | Feb 17, 2005 | no | CLEVELAND, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NATCITY INVESTMENTS, INC. | PNC WEALTH MANAGEMENT | Nov 13, 2009 | Nov 13, 2009 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | NATCITY INVESTMENTS, INC. | Feb 17, 2005 | Sep 23, 2008 | 1,314 | Firm change after gap | Other |