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Advisor at PRIMERICA ADVISORS
DULUTH, GA | HOLLY SPRINGS, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIMERICA ADVISORS | National bd RIA | Oct 18, 2019 | n/a | yes | HOLLY SPRINGS, GA|DULUTH, GA | Current employment |
| TD AMERITRADE, INC. | Former SEC adviser | Feb 28, 2018 | Sep 11, 2019 | no | SANDY SPRINGS, GA | Previous registration |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Feb 26, 2018 | Sep 11, 2019 | no | OMAHA, NE|SANDY SPRINGS, GA | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Feb 17, 2017 | Feb 26, 2018 | no | SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TD AMERITRADE, INC. | Sep 11, 2019 | Feb 28, 2018 | -560 | Bulk transfer | Other |
| TD AMERITRADE, INC. | PRIMERICA ADVISORS | Sep 11, 2019 | Oct 18, 2019 | 37 | Firm change | Other |
| SCOTTRADE INVESTMENT MANAGEMENT | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Feb 26, 2018 | Feb 26, 2018 | 0 | Bulk transfer | Ibd to RIA |