DFX Intelligence

B•••• R•••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

B•••• R•••••• O•••••

Advisor at D•••••••• • C•••••• L••

RICHMOND, VA

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Search this name across graphsid dfx:ria:2cb43679-9525-3cbb-f15f-173844fab4b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 31, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••••• • C•••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 5, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••••• • C•••••• L••	Bd affiliated wealth	Mar 28, 2022	n/a	yes	RICHMOND, VA	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Sep 27, 2016	Mar 25, 2022	no	NORTH CHESTERFIELD, VA\|GELN ALLEN, VA\|RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	D•••••••• • C•••••• L••	Mar 25, 2022	Mar 28, 2022	3	Firm change	Ibd to ibd
S••••••• I••••••••• S•••••••• I•••	T••••• A••••••• S•••••••• I•••	Dec 31, 2016	Sep 27, 2016

Relationships

Registered with (4)

→ D•••••••• • C•••••• L••Registered adviserregistration: current employment
Mar 28, 2022 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 27, 2016 to Mar 25, 2022factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 11, 2007 to Dec 31, 2016factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Mar 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2cb43679-9525-3cbb-f15f-173844fab4b3
First observed: Mar 31, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.