DFX Intelligence

R•••• F••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1bsuccession filed

R•••• F••••••••• L••

CRD 171159

GEORGE TOWN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2cb81420-db38-1b5f-16b8-73863c176615

Data as of Jan 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Aug 24, 2018 to Jan 27, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.17 fund_share=0.07 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $232M••• Locked
Discretionary RAUM: $21.3M
Private client RAUM: $38.9Mderived••• Locked
Private client share: 17%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $116Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
A•• M••••••• H•••••	Chartered Financial Analyst	Norman, OK \| George Town	7	12	2	no
J•••••• L••••• J•••••••••	Chartered Financial Analyst	GEORGE TOWN	3	19

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••••• A••• M•••••••	PRINCIPAL AND CHIEF COMPLIANCE OFFICER	E	yes	05/2014	Aug 24, 2018	Feb 1, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••• F•••••••• C•••••• L••	n/a	n/a	n/a	Y	yes	n/a
R•••• F•••••••• F•••• P••••• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 27, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$232M	$205M	12.9%	$146M	16.6%	2	2	0	0

Relationships

Registered with (3)

← J•••••• L••••• J•••••••••Advisorregistration: current employment
Apr 3, 2023 to presentfactForm ADV
← A•• M••••••• H•••••Advisorregistration: previous registration
Jan 6, 2015 to Nov 13, 2018factForm ADV
← K•••••• J•••• S••••Advisorregistration: previous registration
May 23, 2022 to Mar 31, 2023factForm ADV

Controls (1)

Dated events

Occurred
Jan 27, 2026
Succession filed (Item 4)
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 24, 2018
Ria f•••• adv filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2cb81420-db38-1b5f-16b8-73863c176615
First observed: Aug 24, 2018
Last observed: Jan 27, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.