DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Radix Financial, LLC
Latest filing Jan 27, 2026
First filing on the tape Aug 24, 2018 · 12 filings
SEC status approved since Feb 11, 2019
RAUM
$232M
reported, Item 5.F
Discretionary
9.2%
of RAUM
Private clients
17%
$38.9M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$116M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$232M as of Jan 27, 2026
Jan 14, 2020$136M then
HNW client RAUM$33.4M as of Jan 27, 2026
Jan 14, 2020$8.6M then
State-registered IARs (5.B.3)2 as of Jan 27, 2026
Jan 14, 20201 then
Employees (5.A)2 as of Jan 27, 2026
Jan 14, 20201 then
Private funds: no history
RAUM +13% over the last fiscal year+17% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jan 27, 2026; every figure names its basis
- RAUM per advisor
- $116MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 9.2%derivedof RAUM
- Institutional
- 4.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.3%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$166M72%
- High-net-worth individuals$33.4M14%
- Pooled investment vehicles$15.3M6.6%
- Charitable organizations$11.4M4.9%
- Individuals$5.4M2.3%
- Individual clients
- 27reported
- HNW clients
- 18reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 132reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.17 fund_share=0.07 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Amy Michelle HubbleChartered Financial Analyst | Norman, Ok | Mar 6, 2019 | 12 y | 2 |
| Jessica Lauren JablonowskiChartered Financial Analyst | George Town | Apr 3, 2023 | 19 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Kristin Joann Short to ConfideMar 31, 2023 · Other
Joined, latest
- Jessica Lauren Jablonowski from Janney Montgomery Scott LLCApr 3, 2023 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michelle Amy Hubble · Principal And Chief Compliance Officercontrolsince 05/2014 · owns 75% or more
Related persons
Schedule D 7.A
- Radix Financial Cayman, LLCinvestment advisery
- Radix Financial First Pillar Ltdpooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 121 to 132Jan 28, 2025 to Jan 27, 2026
- HNW clients · 16 to 18Jan 28, 2025 to Jan 27, 2026
- Individual clients · 31 to 27Jan 28, 2025 to Jan 27, 2026
- Pooled vehicle clients · 0 to 1Jan 28, 2025 to Jan 27, 2026
- Financial planning clients · 0 to 1-10Jan 28, 2025 to Jan 27, 2026
- Discretionary RAUM · $34.4M to $21.3MJan 28, 2025 to Jan 27, 2026
- HNW RAUM · $19.6M to $33.4MJan 28, 2025 to Jan 27, 2026
- Individual RAUM · $3.4M to $5.4MJan 28, 2025 to Jan 27, 2026
- Non-discretionary RAUM · $171M to $210MJan 28, 2025 to Jan 27, 2026
- Pooled vehicle RAUM · $0 to $15.3MJan 28, 2025 to Jan 27, 2026
- RAUM · $205M to $232MJan 28, 2025 to Jan 27, 2026
- Succession · false to trueJan 28, 2025 to Jan 27, 2026
- Accounts · 129 to 121Feb 1, 2024 to Jan 28, 2025
- Corporate clients · 8 to 7Feb 1, 2024 to Jan 28, 2025
- HNW clients · 11 to 16Feb 1, 2024 to Jan 28, 2025
- Individual clients · 19 to 31Feb 1, 2024 to Jan 28, 2025
- Financial planning clients · 1-10 to 0Feb 1, 2024 to Jan 28, 2025
- HQ state · unset to Feb 1, 2024 to Jan 28, 2025
- Discretionary RAUM · $22.2M to $34.4MFeb 1, 2024 to Jan 28, 2025
- HNW RAUM · $17.5M to $19.6MFeb 1, 2024 to Jan 28, 2025
- Individual RAUM · $3.0M to $3.4MFeb 1, 2024 to Jan 28, 2025
- Non-discretionary RAUM · $152M to $171MFeb 1, 2024 to Jan 28, 2025
- RAUM · $174M to $205MFeb 1, 2024 to Jan 28, 2025
- Accounts · 106 to 129Jan 31, 2023 to Feb 1, 2024
- Advisory employees · 3 to 2Jan 31, 2023 to Feb 1, 2024
- Advisory activities · 3 to 4Jan 31, 2023 to Feb 1, 2024
- HNW clients · 9 to 11Jan 31, 2023 to Feb 1, 2024
- Individual clients · 21 to 19Jan 31, 2023 to Feb 1, 2024
- Employees · 3 to 2Jan 31, 2023 to Feb 1, 2024
- State-registered IARs · 3 to 2Jan 31, 2023 to Feb 1, 2024
- Discretionary RAUM · $12.6M to $22.2MJan 31, 2023 to Feb 1, 2024
- HNW RAUM · $14.9M to $17.5MJan 31, 2023 to Feb 1, 2024
- Individual RAUM · $2.6M to $3.0MJan 31, 2023 to Feb 1, 2024
- Non-discretionary RAUM · $134M to $152MJan 31, 2023 to Feb 1, 2024
- RAUM · $146M to $174MJan 31, 2023 to Feb 1, 2024
- Accounts · 37 to 106Feb 1, 2022 to Jan 31, 2023
- Advisory employees · 2 to 3Feb 1, 2022 to Jan 31, 2023
- Advisory activities · 2 to 3Feb 1, 2022 to Jan 31, 2023
- Corporate clients · 5 to 8Feb 1, 2022 to Jan 31, 2023
- HNW clients · 10 to 9Feb 1, 2022 to Jan 31, 2023
Signals
3 dated events
- Radix Financial, Llc reported succeeding to the business of Radix Financial, Llc (Form ADV Item 4)Jan 27, 2026 · Succession (Item 4) · fact
- Kristin Joann Short left Radix Financial, Llc for Confide (registered 2023-05-30)Mar 31, 2023 · Advisor changed firm · fact
- Radix Financial, Llc filed its initial SEC registration (Form ADV)Aug 24, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- RADIXFINANCIAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 405-673-5066reportedpublic record, Form ADV, Jan 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $116Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026