DFX Intelligence
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Reading the graph
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Advisor at L•• E••••••••• L••
BRIGHTON, MI | TROY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• E••••••••• L•• | Bd affiliated wealth | Jan 1, 2025 | n/a | yes | BRIGHTON, MI|TROY, MI | Current employment |
| P•••• S••••••••• L•• | No RAUM reported | Jun 28, 2024 | Nov 14, 2024 | no | TROY, MI|Brighton, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••• S••••••••• L•• | L•• E••••••••• L•• | Nov 14, 2024 | Jan 1, 2025 | 48 | Bulk transfer | Ibd to new firm |
| L•• F•••••••• L•• | P•••• S••••••••• L•• | Jun 24, 2024 | Jun 28, 2024 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:5685:MI:2024-06-24 | Jun 24, 2024 | Jun 28, 2024 | BRIGHTON, MI | Firm change |
| 12984:175362:WI:2018-02-14 | Feb 14, 2018 | Oct 20, 2015 | APPLETON, WI | Firm change after gap |
| L•• F•••••••• L•• | Bd affiliated wealth | Feb 14, 2018 | Jun 24, 2024 | no | BRIGHTON, MI | Previous registration |
| B••• W•••• A•••• M••••••••• | Independent wealth | Oct 20, 2015 | Mar 23, 2018 | no | BRIGHTON, MI|GRAND RAPIDS, MI | Previous registration |
| I••••• F•••••••• C••••••••• | Former SEC adviser | Mar 24, 2011 | Feb 14, 2018 | no | BRIGHTON, MI|APPLETON, WI | Previous registration |
| C• A••••••• S••••••• | Independent wealth | Feb 24, 2011 | Jan 26, 2016 | no | BRIGHTON, MI|WILLIAMSTON, MI | Previous registration |
| 4 |
| Firm change |
| Ibd to ibd |
| B••• W•••• A•••• M••••••••• | L•• F•••••••• L•• | Mar 23, 2018 | Feb 14, 2018 | -37 | Firm change after gap | RIA to RIA |
| I••••• F•••••••• C••••••••• | B••• W•••• A•••• M••••••••• | Feb 14, 2018 | Oct 20, 2015 | -848 | Firm change after gap | Other |
| C• A••••••• S••••••• | I••••• F•••••••• C••••••••• | Jan 26, 2016 | Mar 24, 2011 | -1,769 | Firm change after gap | Other |