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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

CG ADVISORY SERVICES

CAPITAL ASSET ADVISORY SERVICES, LLC., CRD 110929

WILLIAMSTON, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1cf35af5-a079-8972-ac87-a63c1020af16

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 187
Dated events: 40
On other graphs: 0
Observed: Jan 24, 2012 to Mar 26, 2026
67 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.61 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=17.0
Regulatory AUM: $4.6BItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.6B
Private client RAUM: $2.8BderivedItem 5.D individuals plus high net worth individuals
Private client share: 61%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 68
RAUM per advisor: $68.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 136
Advisory employees: 69
Offices: 25Schedule D 1.F, beyond the principal office
Accounts: 18,187
Individual clients: 4,218
High net worth clients: 680
SEC number: 801-67082
CIK: 1666024
CRD: 110929
Filings on the tape: 67
First filed: Jan 24, 2012
Latest filed: Mar 26, 2026
Organised: Limited Liability Company, MI
Website: austinfinancial.us

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 68

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JEFFREY JOHN CASEY	Certified Financial Planner\|Chartered Financial Consultant	CHARLOTTE, NC \| WILLIAMSTON, MI	16	28	n/a	no
DAVID MICHAEL ROBINSON	Certified Financial Planner	RICHMOND, VA \| WILLIAMSTON, MI	16	35	1	yes
ANTHONY JOSEPH MAZZALI	Certified Financial Planner\|Chartered Financial Consultant	WILLIAMSTON, MI	15	33	1	no
JONATHAN LEE COHEN	Certified Financial Planner	WILLIAMSTON, MI	15	30	1	no
THOMAS BERNARD DORAN	n/a	WILLIAMSTON, MI \| CARO, MI	15	48	1	no
ADAM PATRICK LESPERANCE	Certified Financial Planner\|Chartered Financial Consultant	WILLIAMSTON, MI	15	26	1	no
KAREN JOY FRITZ	n/a	WILLIAMSTON, MI \| Fishers, IN	15	21	1	yes
PARKE GRANT PETERSEN	n/a	WILLIAMSTON, MI	15	21	1	no
KENNETH PATRICK EVANGELISTA	n/a	WILLIAMSTON, MI	15	30	2	yes
SCOTT DAVID PALOMAKI	n/a	Grawn, MI \| WILLIAMSTON, MI	15	18	1	no
JEFFREY WAYNE ROMAN	Certified Financial Planner	WILLIAMSTON, MI \| Okemos, MI	14	15	n/a	no
MATTHEW PATRICK ONEIL	Certified Financial Planner\|Chartered Financial Consultant	Matthews, NC \| WILLIAMSTON, MI	14	19	n/a	no
THOMAS FREDERICK AUSTIN	n/a	STEVENSVILLE, MI \| WILLIAMSTON, MI	14	18	1	no
ALEXANDER MICHAEL DENNO	n/a	WILLIAMSTON, MI \| Williamston, MI	10	11	n/a	no
BRIAN JOSEPH WALKER	n/a	WILLIAMSTON, MI	10	13	n/a	yes
JOHN LUKE EVANGELISTA	Certified Financial Planner	WILLIAMSTON, MI \| ANN ARBOR, MI	10	31	2	no
ALEIA KRISTY MACDONALD	Certified Financial Planner	Stuart, FL \| WILLIAMSTON, MI \| Ann Arbor, MI	10	20	2	yes
ERIC T FRITZ	n/a	Charlotte, NC \| WILLIAMSTON, MI	9	23	1	yes
AUSTIN JAMES BROWN	Chartered Financial Consultant	WILLIAMSTON, MI \| Williamston, MI	9	13	n/a	no
EMILY REGINA HABERKERN	Certified Financial Planner	WILLIAMSTON, MI \| Ann Arbor, MI	9	15	2	yes
MARK TODD LOEBER	n/a	WILLIAMSTON, MI \| Tulsa, OK	9	40	1	no
RICHARD GRAY ADAMS	n/a	Charlotte, NC \| WILLIAMSTON, MI	9	11	n/a	no
DAVID LELAND CARR	n/a	WILLIAMSTON, MI \| Longview, TX	8	39	1	no
DANIEL GEORGE MCPHERSON	Certified Financial Planner	WILLIAMSTON, MI \| Idaho Falls, ID	8	21	5	no
JOSEPH E CRUMLEY	n/a	WILLIAMSTON, MI	7	19	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CASEY, JEFFREY, JOHN	MANAGING MEMBER	B	yes	09/1999	Jan 24, 2012	Mar 27, 2024
EVANGELISTA, KENNETH, PATRICK	CHIEF COMPLIANCE OFFICER	A	yes	06/2007	Jan 24, 2012	Mar 27, 2024
MAZZALI, ANTHONY, JOSEPH	MANAGING MEMBER	D	yes	04/1999	Jan 24, 2012	Mar 27, 2024
LESPERANCE, ADAM, PATRICK	DIRECTOR OF BUSINESS DEVELOPMENT	Na	no	01/2023	Mar 31, 2023	Mar 27, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CAPITAL ASSET INSURANCE SERVICES	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Williamston	Mi	United States	17	yes
Haslett	Mi	United States	7	yes
ANN ARBOR	Mi	United States	5	yes
Munising	Mi	United States	5	yes
Charlotte	Nc	United States	5	no
Richmond	Va	United States	5	yes
Caro	Mi	United States	4	yes
Galesburg	IL	United States	3	no
ANN ARBOR	Mi	United States	2	no
Grawn	Mi	United States	2	no
TRAVERSE CITY	Mi	United States	2	yes
Atlanta	Ga	United States	1	no
IDAHO FALLS	Id	United States	1	no
Bethesda	Md	United States	1	no
Deerfield	Mi	United States	1	no
Howell	Mi	United States	1	yes
Howell	Mi	United States	1	no
Marquette	Mi	United States	1	no
ST. JOSEPH	Mi	United States	1	no
Troy	Mi	United States	1	no
Wilmington	Nc	United States	1	no
Tulsa	Ok	United States	1	no
Cypress	TX	United States	1	no
Longview	TX	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$4.6B	$4.6B	136	69	25	n/a	n/a
2024	Mar 20, 2025	$4.0B	$4.0B	136	69	31	n/a	n/a
2023	Mar 27, 2024	$3.2B	$3.2B	130	68	25	n/a	n/a
2022	Mar 31, 2023	$2.7B	$2.0B	80	75	43	n/a	n/a
2021	Mar 31, 2022	$2.9B	$2.3B	80	75	43	n/a	n/a
2020	Mar 31, 2021	$2.6B	$2.1B	70	65	55	n/a	n/a
2019	Mar 29, 2020	$2.2B	$2.0B	70	65	55	n/a	n/a
2018	Mar 28, 2019	$1.9B	$1.7B	65	65	51	n/a	n/a
2017	Mar 30, 2018	$1.6B	$1.2B	51	51	46	n/a	n/a
2016	Mar 31, 2017	$1.4B	$606M	52	51	n/a	n/a	n/a
2015	Mar 28, 2016	$1.1B	$488M	67	64	n/a	n/a	n/a
2014	Mar 30, 2015	$1.1B	$527M	67	64	n/a	n/a	n/a
2013	Mar 26, 2014	$1.0B	$452M	61	58	n/a	n/a	n/a
2012	Mar 15, 2013	$726M	$372M	44	44	n/a	n/a	n/a
2011	Mar 30, 2012	$415M	$216M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
5	5	0	7.4%	1	1	0	16	18

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.6B	$4.0B	15.4%	$2.7B	19.8%	136	136	25	31

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TUTTLE WEALTH PARTNERS LLC	2	Feb 4, 2026	Feb 5, 2026	WILLIAMSTON, MI	Team lift out	RIA to new firm	3.1%
INTEGRATED WEALTH CONCEPTS LLC	3	Apr 2, 2025	Feb 21, 2025	WILLIAMSTON, MI	Team lift out	RIA to RIA	4.5%
BROOKSTONE WEALTH ADVISORS, LLC	2	Mar 13, 2023	Mar 17, 2023	PLANO, TX	Team lift out	RIA to RIA	3.3%
KURE ADVISORY, LLC	2	Jul 9, 2022	Jun 18, 2021	WILLIAMSTON, MI	Team lift out	RIA to RIA	3.2%
KURE ADVISORY, LLC	2	Jul 8, 2022	Jun 25, 2021	PLYMOUTH, MN	Team lift out	RIA to RIA	3.1%
ROYAL OAK FINANCIAL ADVISORS, LLC	2	Mar 8, 2018	Mar 28, 2018	WILLIAMSTON, MI	Team lift out	Other	3.6%
THE FIDUCIARY ALLIANCE	2	Mar 28, 2017	Sep 23, 2016	PEACHTREE CITY, GA	Team lift out	Other	3.6%
SOUND INCOME STRATEGIES, LLC	2	Feb 20, 2017	Jan 19, 2017	WILLIAMSTON, MI	Team lift out	Other	3.5%
BLUE WATER ASSET MANAGEMENT	2	Sep 2, 2015	Jul 2, 2015	ANN ARBOR, MI	Team lift out	Other	4.3%
BLUE WATER ASSET MANAGEMENT	3	Jul 8, 2015	May 19, 2015	WILLIAMSTON, MI	Team lift out	Other	6.1%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
VALIC FINANCIAL ADVISORS, INC.	3	Feb 24, 2021	Feb 24, 2021	RICHMOND, VA	Team lift out	Ibd to RIA	0.3%
INVEST FINANCIAL CORPORATION	3	Feb 14, 2018	Nov 19, 2010	APPLETON, WI	Team lift out	Other	0.6%
INVEST FINANCIAL CORPORATION	2	Jul 20, 2015	Jun 1, 2011	ROYAL OAK, MI	Team lift out	Other	0.3%
INVEST FINANCIAL CORPORATION	3	May 18, 2015	Jan 13, 2011	WILLIAMSTON, MI	Team lift out	Other	0.5%

Relationships

showing 80 of 187

Registered with (80)

← Timothy J LukasikAdvisorregistration: current employment
Sep 3, 2026 to presentfactForm ADV
← Jia MinAdvisorregistration: current employment
Jun 26, 2026 to presentfactForm ADV
← LEONARD DANIEL GILROY-SOLANOAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Elijah Timothy LovingAdvisorregistration: current employment
Jun 24, 2026 to presentfactForm ADV
← Joseph AlamoAdvisorregistration: current employment
Apr 27, 2026 to presentfactForm ADV
← Gary NucianAdvisorregistration: current employment
Apr 21, 2026 to presentfactForm ADV
← Marissa CollinsAdvisorregistration: current employment
Mar 12, 2026 to presentfactForm ADV
← Nathan ZolynskyAdvisorregistration: current employment
Oct 21, 2025 to presentfactForm ADV
← Yelisey KutsAdvisorregistration: current employment
Jul 14, 2025 to presentfactForm ADV
← Charles C DaughertyAdvisorregistration: current employment
Jun 10, 2025 to presentfactForm ADV
← Tyler Mark PorrellAdvisorregistration: current employment
May 30, 2025 to presentfactForm ADV
← MICHAEL THOMAS GILLESPIEAdvisorregistration: current employment
Apr 7, 2025 to presentfactForm ADV
← Lekshmi RajaramAdvisorregistration: current employment
Apr 2, 2025 to presentfactForm ADV
← WILLIAM KEVIN JENKINSAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← CHRISTIAN DEAN WHITEHEADAdvisorregistration: current employment
Jan 1, 2025 to presentfactForm ADV
← MICHAEL F GRAVESAdvisorregistration: current employment
Oct 31, 2024 to presentfactForm ADV
← Colby SmithAdvisorregistration: current employment
Oct 31, 2024 to presentfactForm ADV
← Joseph KanounoAdvisorregistration: current employment
Sep 4, 2024 to presentfactForm ADV
← CONNOR PORRELLAdvisorregistration: current employment
May 29, 2024 to presentfactForm ADV
← JUSTIN A CASONAdvisorregistration: current employment
Dec 6, 2023 to presentfactForm ADV
← Jennifer D BehmAdvisorregistration: current employment
Sep 26, 2023 to presentfactForm ADV
← JEFFREY DAVID KERCORIANAdvisorregistration: current employment
Aug 21, 2023 to presentfactForm ADV
← BRENT NEAL BRUGGINKAdvisorregistration: current employment
May 12, 2023 to presentfactForm ADV
← ANDREW DEVITT FINNEGANAdvisorregistration: current employment
Apr 3, 2023 to presentfactForm ADV
← Wyatt SmithAdvisorregistration: current employment
Apr 3, 2023 to presentfactForm ADV
← ELIJAH J RICHARDSONAdvisorregistration: current employment
Nov 28, 2022 to presentfactForm ADV
← TIMOTHY ROY LOVINGAdvisorregistration: current employment
Oct 3, 2022 to presentfactForm ADV
← RILEY N DERWICHAdvisorregistration: current employment
Sep 29, 2022 to presentfactForm ADV
← ASHLEY ELISE MUSSELMANAdvisorregistration: current employment
Mar 9, 2022 to presentfactForm ADV
← ALLISON InglesAdvisorregistration: current employment
Oct 26, 2021 to presentfactForm ADV
and 50 more

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 6, 2026
Advisor changed firm
Ariel Reque left Cg Advisory Services for Nicolet Wealth Management (registered 2026-05-18)
Form ADVobserved 6 days ago
Occurred
Feb 4, 2026
Team lift-out
2 advisors left CG Advisory Services (Williamston, MI) for Tuttle Wealth Partners LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Feb 4, 2026
Advisor changed firm
Kristopher Garrett Lewis left Cg Advisory Services for Tuttle Wealth Partners Llc (registered 2026-02-04)
Form ADVobserved 6 days ago
Occurred
Feb 4, 2026
Advisor changed firm
Faye Michael Sykes left Cg Advisory Services for Tuttle Wealth Partners Llc (registered 2026-02-05)
Form ADVobserved 6 days ago
Occurred
Feb 4, 2026
Advisor changed firm
Frances Lynn Newton left Cg Advisory Services for Tuttle Wealth Partners Llc (registered 2026-02-05)
Form ADVobserved 6 days ago
Occurred
Jan 7, 2026
Advisor changed firm
Juan Leon Munoz left Cg Advisory Services for The Wealth Consulting Group (registered 2026-01-05)
Form ADVobserved 6 days ago
Occurred
Jul 31, 2025
Advisor changed firm
Connor Ross Gaffney left Cg Advisory Services for Advisory Alpha, Llc (registered 2025-11-03)
Form ADVobserved 6 days ago
Occurred
May 12, 2025
Advisor changed firm
Russell Earl Slack left Cg Advisory Services for Portside Wealth Group, Llc (registered 2025-06-09)
Form ADVobserved 6 days ago
Occurred
May 6, 2025
Advisor changed firm
Ryan Pittman left Cg Advisory Services for Lido (registered 2025-05-19)
Form ADVobserved 6 days ago
Occurred
Apr 7, 2025
Advisor changed firm
Nicholas Donald Thiede left Cg Advisory Services for Sovereign Financial Group, Inc. (registered 2025-04-29)
Form ADVobserved 6 days ago
Occurred
Apr 2, 2025
Team lift-out
3 advisors left CG Advisory Services (Williamston, MI) for Integrated Wealth Concepts LLC on the same day
Form ADVobserved 5 days ago
3 advisors
Occurred
Apr 2, 2025
Advisor changed firm
Nathaniel Prout left Cg Advisory Services for Integrated Wealth Concepts Llc (registered 2025-02-21)
Form ADVobserved 6 days ago
Occurred
Apr 2, 2025
Advisor changed firm
Dennis James Prout left Cg Advisory Services for Integrated Wealth Concepts Llc (registered 2025-02-20)
Form ADVobserved 6 days ago
Occurred
Apr 2, 2025
Advisor changed firm
Heidi Jane Cartwright left Cg Advisory Services for Integrated Wealth Concepts Llc (registered 2025-02-20)
Form ADVobserved 6 days ago
Occurred
Mar 20, 2025
Regulatory AUM changed
Cg Advisory Services reported RAUM $4.0B, up 25% from $3.2B (2024-03-27 to 2025-03-20)
Form ADVobserved 6 days ago
$805M
Occurred
Jul 23, 2024
Advisor changed firm
Heath D Heavy left Cg Advisory Services for Albion Financial Group (registered 2024-08-09)
Form ADVobserved 6 days ago
Occurred
May 29, 2024
Advisor changed firm
Anthony Dean Bagneschi left Cg Advisory Services for Mdrn Capital (registered 2024-12-02)
Form ADVobserved 6 days ago
Occurred
Nov 30, 2023
Advisor changed firm
Nathan William Pesch left Cg Advisory Services for Aspire Wealth (registered 2023-12-12)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2023
Advisor changed firm
Jeffrey A Newsome left Cg Advisory Services for Foguth Wealth Management, Llc. (registered 2024-02-21)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2023
Advisor changed firm
Douglas G Featherstone left Cg Advisory Services for Missionsquare Retirement (registered 2023-09-07)
Form ADVobserved 6 days ago
Occurred
Nov 15, 2023
Advisor changed firm
Nathaniel David Robinson left Cg Advisory Services for Campbell Wealth Management, Inc. (registered 2023-03-07)
Form ADVobserved 6 days ago
Occurred
Sep 11, 2023
Advisor changed firm
Thomas J Myers left Cg Advisory Services for Foguth Wealth Management, Llc. (registered 2023-10-10)
Form ADVobserved 6 days ago
Occurred
Jun 1, 2023
Advisor changed firm
Donald A Mcleod left Cg Advisory Services for Geneos Wealth Management, Inc. (registered 2023-06-06)
Form ADVobserved 6 days ago
Occurred
Apr 3, 2023
Advisor changed firm
Gerard Joseph O'Neill left Cg Advisory Services for Elevated Capital Advisors, Llc (registered 2023-03-08)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Control person left
David Mark Parker (Managing Member) no longer on Schedule A of Cg Advisory Services (listed 2023-01-13, absent 2023-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 13, 2023
Team lift-out
2 advisors left CG Advisory Services (Plano, TX) for Brookstone Wealth Advisors, LLC on the same day
Form ADVobserved 4 days ago
2 advisors
Occurred
Mar 13, 2023
Advisor changed firm
Julie Marie Cunningham left Cg Advisory Services for Brookstone Wealth Advisors, Llc (registered 2023-03-17)
Form ADVobserved 6 days ago
Occurred
Mar 13, 2023
Advisor changed firm
David Louis Messing left Cg Advisory Services for Brookstone Wealth Advisors, Llc (registered 2023-03-16)
Form ADVobserved 6 days ago
Occurred
Mar 2, 2023
Advisor changed firm
Kasey Allen Byrd left Cg Advisory Services for Brookstone Wealth Advisors, Llc (registered 2023-03-06)
Form ADVobserved 6 days ago
Occurred
Feb 23, 2023
Advisor changed firm
Nicholas J Urban left Cg Advisory Services for Waldron Private Wealth (registered 2023-02-15)
Form ADVobserved 6 days ago
Occurred
Jan 30, 2023
Advisor changed firm
Justin A Cason left Cg Advisory Services for Verus Financial Partners (registered 2023-02-01)
Form ADVobserved 6 days ago
Occurred
Jan 2, 2023
Advisor changed firm
Debra Adair Rosenthal-Ritter left Cg Advisory Services for Retirement Management Systems (registered 2023-01-06)
Form ADVobserved 6 days ago
Occurred
Dec 7, 2022
Advisor changed firm
Ryan Porter left Cg Advisory Services for J.P. Morgan Securities Llc (registered 2024-04-24)
Form ADVobserved 6 days ago
Occurred
Jul 9, 2022
Team lift-out
2 advisors left CG Advisory Services (Williamston, MI) for Kure Advisory, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Jul 9, 2022
Advisor changed firm
Michael John Granbois left Cg Advisory Services for Kure Advisory, Llc (registered 2021-06-25)
Form ADVobserved 6 days ago
Occurred
Jul 9, 2022
Advisor changed firm
Karen Elizabeth Stay left Cg Advisory Services for Kure Advisory, Llc (registered 2021-06-18)
Form ADVobserved 6 days ago

Show 4 bookkeeping events

Occurred
Mar 26, 2026
Cg Advisory Services reported 25 offices beyond its principal office, down from 31 (2025-10-31 to 2026-03-26)
Occurred
Mar 20, 2025
Cg Advisory Services reported 31 offices beyond its principal office, up from 25 (2024-03-27 to 2025-03-20)
Occurred
Mar 20, 2025
Cg Advisory Services reported 17 state-registered advisory representatives, down from 68 (2024-03-27 to 2025-03-20)
Occurred
Mar 27, 2024
Cg Advisory Services reported 25 offices beyond its principal office, down from 43 (2023-07-17 to 2024-03-27)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1cf35af5-a079-8972-ac87-a63c1020af16
First observed: Jan 24, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CG ADVISORY SERVICES

CAPITAL ASSET ADVISORY SERVICES, LLC., CRD 110929

WILLIAMSTON, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1cf35af5-a079-8972-ac87-a63c1020af16

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JEFFREY JOHN CASEY

Certified Financial Planner|Chartered Financial Consultant

CHARLOTTE, NC | WILLIAMSTON, MI

n/a

DAVID MICHAEL ROBINSON

Certified Financial Planner

RICHMOND, VA | WILLIAMSTON, MI

yes

ANTHONY JOSEPH MAZZALI

Certified Financial Planner|Chartered Financial Consultant

WILLIAMSTON, MI

JONATHAN LEE COHEN

Certified Financial Planner

WILLIAMSTON, MI

THOMAS BERNARD DORAN

n/a

WILLIAMSTON, MI | CARO, MI

ADAM PATRICK LESPERANCE

Certified Financial Planner|Chartered Financial Consultant

WILLIAMSTON, MI

KAREN JOY FRITZ

n/a

WILLIAMSTON, MI | Fishers, IN

yes

PARKE GRANT PETERSEN

n/a

WILLIAMSTON, MI

KENNETH PATRICK EVANGELISTA

n/a

WILLIAMSTON, MI

yes

SCOTT DAVID PALOMAKI

n/a

Grawn, MI | WILLIAMSTON, MI

JEFFREY WAYNE ROMAN

Certified Financial Planner

WILLIAMSTON, MI | Okemos, MI

n/a

MATTHEW PATRICK ONEIL

Certified Financial Planner|Chartered Financial Consultant

Matthews, NC | WILLIAMSTON, MI

n/a

THOMAS FREDERICK AUSTIN

n/a

STEVENSVILLE, MI | WILLIAMSTON, MI

ALEXANDER MICHAEL DENNO

n/a

WILLIAMSTON, MI | Williamston, MI

n/a

BRIAN JOSEPH WALKER

n/a

WILLIAMSTON, MI

n/a

yes

JOHN LUKE EVANGELISTA

Certified Financial Planner

WILLIAMSTON, MI | ANN ARBOR, MI

ALEIA KRISTY MACDONALD

Certified Financial Planner

Stuart, FL | WILLIAMSTON, MI | Ann Arbor, MI

yes

ERIC T FRITZ

n/a

Charlotte, NC | WILLIAMSTON, MI

yes

AUSTIN JAMES BROWN

Chartered Financial Consultant

WILLIAMSTON, MI | Williamston, MI

n/a

EMILY REGINA HABERKERN

Certified Financial Planner

WILLIAMSTON, MI | Ann Arbor, MI

yes

MARK TODD LOEBER

n/a

WILLIAMSTON, MI | Tulsa, OK

RICHARD GRAY ADAMS

n/a

Charlotte, NC | WILLIAMSTON, MI

n/a

DAVID LELAND CARR

n/a

WILLIAMSTON, MI | Longview, TX

DANIEL GEORGE MCPHERSON

Certified Financial Planner

WILLIAMSTON, MI | Idaho Falls, ID

JOSEPH E CRUMLEY

n/a

WILLIAMSTON, MI

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CASEY, JEFFREY, JOHN

MANAGING MEMBER

yes

09/1999

Jan 24, 2012

Mar 27, 2024

EVANGELISTA, KENNETH, PATRICK

CHIEF COMPLIANCE OFFICER

yes

06/2007

Jan 24, 2012

Mar 27, 2024

MAZZALI, ANTHONY, JOSEPH

MANAGING MEMBER

yes

04/1999

Jan 24, 2012

Mar 27, 2024

LESPERANCE, ADAM, PATRICK

DIRECTOR OF BUSINESS DEVELOPMENT

01/2023

Mar 31, 2023

Mar 27, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CAPITAL ASSET INSURANCE SERVICES

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Williamston

United States

yes

Haslett

United States

yes

ANN ARBOR

United States

yes

Munising

United States

yes

Charlotte

United States

Richmond

United States

yes

Caro

United States

yes

Galesburg

United States

ANN ARBOR

United States

Grawn

United States

TRAVERSE CITY

United States

yes

Atlanta

United States

IDAHO FALLS

United States

Bethesda

United States

Deerfield

United States

Howell

United States

yes

Howell

United States

Marquette

United States

ST. JOSEPH

United States

Troy

United States

Wilmington

United States

Tulsa

United States

Cypress

United States

Longview

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$4.6B

136

n/a

2024

Mar 20, 2025

$4.0B

136

n/a

2023

Mar 27, 2024

$3.2B

130

n/a

2022

Mar 31, 2023

$2.7B

$2.0B

n/a

2021

Mar 31, 2022

$2.9B

$2.3B

n/a

2020

Mar 31, 2021

$2.6B

$2.1B

n/a

2019

Mar 29, 2020

$2.2B

$2.0B

n/a

2018

Mar 28, 2019

$1.9B

$1.7B

n/a

2017

Mar 30, 2018

$1.6B

$1.2B

n/a

2016

Mar 31, 2017

$1.4B

$606M

n/a

2015

Mar 28, 2016

$1.1B

$488M

n/a

2014

Mar 30, 2015

$1.1B

$527M

n/a

2013

Mar 26, 2014

$1.0B

$452M

n/a

2012

Mar 15, 2013

$726M

$372M

n/a

2011

Mar 30, 2012

$415M

$216M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

7.4%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$4.6B

$4.0B

15.4%

$2.7B

19.8%

136

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TUTTLE WEALTH PARTNERS LLC

Feb 4, 2026

Feb 5, 2026

WILLIAMSTON, MI

Team lift out

RIA to new firm

3.1%

INTEGRATED WEALTH CONCEPTS LLC

Apr 2, 2025

Feb 21, 2025

WILLIAMSTON, MI

Team lift out

RIA to RIA

4.5%

BROOKSTONE WEALTH ADVISORS, LLC

Mar 13, 2023

Mar 17, 2023

PLANO, TX

Team lift out

RIA to RIA

3.3%

KURE ADVISORY, LLC

Jul 9, 2022

Jun 18, 2021

WILLIAMSTON, MI

Team lift out

RIA to RIA

3.2%

KURE ADVISORY, LLC

Jul 8, 2022

Jun 25, 2021

PLYMOUTH, MN

Team lift out

RIA to RIA

3.1%

ROYAL OAK FINANCIAL ADVISORS, LLC

Mar 8, 2018

Mar 28, 2018

WILLIAMSTON, MI

Team lift out

Other

3.6%

THE FIDUCIARY ALLIANCE

Mar 28, 2017

Sep 23, 2016

PEACHTREE CITY, GA

Team lift out

Other

3.6%

SOUND INCOME STRATEGIES, LLC

Feb 20, 2017

Jan 19, 2017

WILLIAMSTON, MI

Team lift out

Other

3.5%

BLUE WATER ASSET MANAGEMENT

Sep 2, 2015

Jul 2, 2015

ANN ARBOR, MI

Team lift out

Other

4.3%

BLUE WATER ASSET MANAGEMENT

Jul 8, 2015

May 19, 2015

WILLIAMSTON, MI

Team lift out

Other

6.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

VALIC FINANCIAL ADVISORS, INC.

Feb 24, 2021

RICHMOND, VA

Team lift out

Ibd to RIA

0.3%

INVEST FINANCIAL CORPORATION

Feb 14, 2018

Nov 19, 2010

APPLETON, WI

Team lift out

Other

0.6%

INVEST FINANCIAL CORPORATION

Jul 20, 2015

Jun 1, 2011

ROYAL OAK, MI

Team lift out

Other

0.3%

INVEST FINANCIAL CORPORATION

May 18, 2015

Jan 13, 2011

WILLIAMSTON, MI

Team lift out

Other

0.5%