DFX Intelligence

R••• T••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

R••• T••••• M••••••

Advisor at F• L• P••••• I••••••••• M••••••••• C••

LYNNFIELD, MA

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Search this name across graphsid dfx:ria:2ce745d6-cf74-a1e5-b857-60c9a7817aa1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Sep 17, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

R••• T••••• M••••••

Family principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F• L• P••••• I••••••••• M••••••••• C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 17, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F• L• P••••• I••••••••• M••••••••• C••	Independent wealth	Dec 11, 2015	n/a	yes	LYNNFIELD, MA	Current employment
S•• W•••••	Independent wealth	Nov 14, 2014	Nov 12, 2015	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• W•••••	F• L• P••••• I••••••••• M••••••••• C••	Nov 12, 2015	Dec 11, 2015	29	Firm change	Other
B••••• P•••••••• L••	S•• W•••••	Nov 26, 2014	Nov 14, 2014

Relationships

Registered with (5)

→ F• L• P••••• I••••••••• M••••••••• C••Registered adviserregistration: current employment
Dec 11, 2015 to presentfactForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Nov 14, 2014 to Nov 12, 2015factForm ADV
→ B••••• P•••••••• L••Registered adviserregistration: previous registration
Aug 7, 2013 to Nov 26, 2014factForm ADV
→ S••••• B•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2ce745d6-cf74-a1e5-b857-60c9a7817aa1
First observed: Sep 17, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.