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RIA / WealthAdvisorCertified Financial Planner30 years in industry

ANTHONY JOSEPH ROSSETTI

Advisor at HERITAGE ADVISORS GROUP, INC.

ALTAMONTE SPRINGS, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 21, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HERITAGE ADVISORS GROUP, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 3, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Sep 3, 1996
First registration: Dec 21, 1999
Dual registered: no
Other names: TONY ROSSETTI|ANTHONY ROSSETTI
IAPD individual key: 2756049

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HERITAGE ADVISORS GROUP, INC.	State registered	Aug 24, 2020	n/a	yes	ALTAMONTE SPRINGS, FL	Current employment
HERITAGE FINANCIAL SERVICES, LLC	n/a	Jul 17, 2018	Nov 9, 2018	no	Winter Park, FL	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Dec 19, 2011	Aug 4, 2020	no	WINTER PARK, FL	Previous registration
HERITAGE FINANCIAL SERVICES, LLC	n/a	Jul 1, 2004	Mar 26, 2012	no	WINTER PARK, FL	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	May 22, 2003	Nov 16, 2004	no	WINTER PARK, FL	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Dec 21, 1999	May 16, 2003	no	WINTER PARK, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL PARTNERS	HERITAGE FINANCIAL SERVICES, LLC	Aug 4, 2020	Jul 17, 2018	-749	Firm change after gap	Other
HERITAGE FINANCIAL SERVICES, LLC	HERITAGE ADVISORS GROUP, INC.	Nov 9, 2018	Aug 24, 2020	654	Firm change after gap	Other
HERITAGE FINANCIAL SERVICES, LLC	INDEPENDENT FINANCIAL PARTNERS	Mar 26, 2012	Dec 19, 2011	-98	Firm change after gap	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	HERITAGE FINANCIAL SERVICES, LLC	Nov 16, 2004	Jul 1, 2004	-138	Firm change after gap	Other
ESI FINANCIAL ADVISORS	RAYMOND JAMES FINANCIAL SERVICES, INC.	May 16, 2003	May 22, 2003	6	Firm change	Other

Relationships

Registered with (5)

→ HERITAGE ADVISORS GROUP, INC.Registered adviserregistration: current employment
Aug 24, 2020 to presentfactForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Dec 19, 2011 to Aug 4, 2020factForm ADV
→ HERITAGE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 17, 2018 to Nov 9, 2018factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 22, 2003 to Nov 16, 2004factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Dec 21, 1999 to May 16, 2003factForm ADV

Dated events

No dated event names this entity yet.