RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J••••• R•••••••
- H••••••• A••••••• G••••• I••• state registered currentsince Aug 24, 2020 · Altamonte Springs, Fl
- H••••••• F•••••••• S•••••••• L•• unclassifiedJul 17, 2018 to Nov 9, 2018 · Winter Park, Fl
- I••••••••• F•••••••• P••••••• BD affiliatedDec 19, 2011 to Aug 4, 2020 · Winter Park, Fl
- H••••••• F•••••••• S•••••••• L•• unclassifiedJul 1, 2004 to Mar 26, 2012 · Winter Park, Fl
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMay 22, 2003 to Nov 16, 2004 · Winter Park, Fl
- E•• F•••••••• A••••••• i••••••••• wealthDec 21, 1999 to May 16, 2003 · Winter Park, Fl
- I••••••••• F•••••••• P••••••• to H••••••• F•••••••• S•••••••• L••left Aug 4, 2020, registered Jul 17, 2018 (-749 days) · Other
- H••••••• F•••••••• S•••••••• L•• to H••••••• A••••••• G••••• I•••left Nov 9, 2018, registered Aug 24, 2020 (654 days) · Other
- H••••••• F•••••••• S•••••••• L•• to I••••••••• F•••••••• P•••••••left Mar 26, 2012, registered Dec 19, 2011 (-98 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to H••••••• F•••••••• S•••••••• L••left Nov 16, 2004, registered Jul 1, 2004 (-138 days) · Other
- E•• F•••••••• A••••••• to R•••••• J•••• F•••••••• S•••••••• I•••left May 16, 2003, registered May 22, 2003 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address