DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

MICHAEL MILES HARTLETT

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

East Petersburg, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2cfd4d65-5868-77c0-5fd7-760f5dcda144

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 25, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 1982earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Jan 12, 1982
First registration: Mar 25, 1996
Dual registered: yes, broker-dealer
Other names: MIKE HARTLETT
IAPD individual key: 1022139

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 5, 2025	n/a	yes	East Petersburg, PA	Current employment
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Bd affiliated wealth	Oct 8, 2021	Nov 11, 2025	no	EAST PETERSBURG, PA\|ORLANDO, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	Oct 21, 2021	no	EAST PETERSBURG, PA	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Apr 30, 2010	Feb 20, 2018	no	CARLISLE, PA\|APPLETON, WI\|EAST PETERSBURG, PA\|APPLETON, WI	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jul 18, 2002	Sep 17, 2007	no	EAST PETERSBURG, PA	Previous registration
FINANCIAL NETWORK ADVISORY INC.	n/a	Mar 25, 1996	Nov 10, 2014	no	EAST PETERSBURG, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Nov 11, 2025	Nov 5, 2025	-6	Firm change	Ibd to ibd
LPL FINANCIAL LLC	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	Oct 21, 2021	Oct 8, 2021	-13	Firm change	Ibd to ibd
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 20, 2018	Feb 14, 2018	-6	Bulk transfer	Other
FINANCIAL NETWORK ADVISORY INC.	CETERA ADVISOR NETWORKS LLC	Nov 10, 2014	Jul 18, 2002	-4,498	Firm change after gap	Other
CETERA ADVISOR NETWORKS LLC	INVEST FINANCIAL CORPORATION	Sep 17, 2007	Apr 30, 2010	956	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
6413:144426:PA:2021-10-21	Oct 21, 2021	Oct 8, 2021	EAST PETERSBURG, PA	Firm change

Relationships

Registered with (6)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Nov 5, 2025 to presentfactForm ADV
→ INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 8, 2021 to Nov 11, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 14, 2018 to Oct 21, 2021factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Apr 30, 2010 to Feb 20, 2018factForm ADV
→ FINANCIAL NETWORK ADVISORY INC.Registered adviserregistration: previous registration
Mar 25, 1996 to Nov 10, 2014factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jul 18, 2002 to Sep 17, 2007factForm ADV

Dated events

Occurred
Nov 11, 2025
Advisor changed firm
Michael Miles Hartlett left International Assets Investment Management, Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-11-05)
Form ADVobserved 5 days ago