RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• M•••• H•••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 5, 2025 · East Petersburg, Pa
- I••••••••• A••••• I••••••••• M••••••••• L•• BD affiliatedOct 8, 2021 to Nov 11, 2025 · East Petersburg, Pa
- L•• F•••••••• L•• BD affiliatedFeb 14, 2018 to Oct 21, 2021 · East Petersburg, Pa
- I••••• F•••••••• C••••••••• formerApr 30, 2010 to Feb 20, 2018 · Carlisle, Pa
- C••••• A•••••• N••••••• L•• formerJul 18, 2002 to Sep 17, 2007 · East Petersburg, Pa
- F•••••••• N•••••• A••••••• I••• unclassifiedMar 25, 1996 to Nov 10, 2014 · East Petersburg, Pa
- I••••••••• A••••• I••••••••• M••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 11, 2025, registered Nov 5, 2025 (-6 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to I••••••••• A••••• I••••••••• M••••••••• L••left Oct 21, 2021, registered Oct 8, 2021 (-13 days) · Affiliated broker-dealer or bank to another · moved with a team
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Feb 20, 2018, registered Feb 14, 2018 (-6 days) · corporate re-registration, not a move
- F•••••••• N•••••• A••••••• I••• to C••••• A•••••• N••••••• L••left Nov 10, 2014, registered Jul 18, 2002 (-4498 days) · Other
- C••••• A•••••• N••••••• L•• to I••••• F•••••••• C•••••••••left Sep 17, 2007, registered Apr 30, 2010 (956 days) · Other
- M•••••• M•••• H••••••• left I••••••••• A••••• I••••••••• M••••••••• L•• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-11-05)Nov 11, 2025 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 44derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address