DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at INVESTMENT ADVISORY GROUP LLC
SARASOTA, FL | HANOVER, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INVESTMENT ADVISORY GROUP LLC | Independent wealth | Mar 2, 2004 | n/a | yes | SARASOTA, FL|HANOVER, MA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 21, 2024 | Jul 3, 2025 | no | HANOVER, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | n/a | Jul 3, 2025 | n/a | n/a | Departure no registered destination | Departure |