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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

INVESTMENT ADVISORY GROUP LLC

INVESTMENT ADVISORY GROUP, LLC, CRD 109445

SARASOTA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a6e37101-2b4b-96c2-c47f-4c7eec57500c

Data as of Feb 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2012 to Feb 5, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0
Regulatory AUM: $1.2BItem 5.F on the latest filing (2026-02-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $243Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 5
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 3,581
Individual clients: 1,267
High net worth clients: 275
Custody, client assets: $327M
SEC number: 801-56937
CIK: 1910273
CRD: 109445
Filings on the tape: 34
First filed: Mar 22, 2012
Latest filed: Feb 5, 2026
Organised: Limited Liability Company, FL
Website: maritimewealthadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GEORGE ARTHUR MCCALL	Certified Financial Planner	SARASOTA, FL	28	41	n/a	yes
JAY LIPFERT RICHARDS	Certified Financial Planner	SARASOTA, FL	28	36	n/a	yes
PAUL WILLIAM REARDON	Certified Financial Planner	HANOVER, MA \| SARASOTA, FL	22	35	n/a	yes
THEODORE D CIOLKOSZ	n/a	SARASOTA, FL \| HANOVER, MA	22	24	1	yes
KEITH WENDELL WHITT	n/a	SARASOTA, FL \| HANOVER, MA	8	19	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MCCALL, GEORGE, ARTHUR	CFP/PARTNER COMPLIANCE OFFICER	D	yes	06/1998	Feb 5, 2026	Feb 5, 2026
RICHARDS, JAY, LIPFERT	CFP/PARTNER, CHIEF COMPLIANCE OFFICER	D	yes	06/1998	Mar 22, 2012	Jun 11, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 5, 2026	$1.2B	$1.2B	10	5	1	n/a	n/a
2024	Jan 21, 2025	$994M	$994M	10	5	0	n/a	n/a
2023	Jan 31, 2024	$848M	$848M	10	5	0	n/a	n/a
2022	Jan 30, 2023	$710M	$710M	10	5	0	n/a	n/a
2021	Feb 7, 2022	$716M	$716M	12	6	0	n/a	n/a
2020	Mar 2, 2021	$620M	$620M	12	6	0	n/a	n/a
2019	Mar 24, 2020	$513M	$513M	11	5	0	n/a	n/a
2018	Mar 11, 2019	$424M	$424M	12	5	0	n/a	n/a
2017	Mar 23, 2018	$430M	$430M	6	5	0	n/a	n/a
2016	Mar 27, 2017	$368M	$368M	10	5	n/a	n/a	n/a
2015	Mar 25, 2016	$293M	$293M	10	5	n/a	n/a	n/a
2014	Mar 13, 2015	$300M	$300M	10	5	n/a	n/a	n/a
2013	Mar 27, 2014	$266M	$266M	10	5	n/a	n/a	n/a
2012	Mar 26, 2013	$217M	$217M	10	5	n/a	n/a	n/a
2011	Mar 22, 2012	$199M	$199M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	$994M	22.4%	$710M	19.7%	10	10	1	0

Relationships

Registered with (5)

← KEITH WENDELL WHITTAdvisorregistration: current employment
Apr 23, 2018 to presentfactForm ADV
← PAUL WILLIAM REARDONAdvisorregistration: current employment
Mar 2, 2004 to presentfactForm ADV
← THEODORE D CIOLKOSZAdvisorregistration: current employment
Mar 2, 2004 to presentfactForm ADV
← GEORGE ARTHUR MCCALLAdvisorregistration: current employment
Jul 16, 1998 to presentfactForm ADV
← JAY LIPFERT RICHARDSAdvisorregistration: current employment
Jul 16, 1998 to presentfactForm ADV

Controls (2)

← MCCALL, GEORGE, ARTHUROwnerCFP/PARTNER, ownership code D, individual
Mar 22, 2012 to Jun 11, 2024factForm ADV
← RICHARDS, JAY, LIPFERTOwnerCFP/PARTNER, CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 22, 2012 to Jun 11, 2024factForm ADV

Dated events

Occurred
Jun 27, 2025
Succession filed (Item 4)
Investment Advisory Group Llc reported succeeding to the business of Investment Advisory Group Llc (Form ADV Item 4)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a6e37101-2b4b-96c2-c47f-4c7eec57500c
First observed: Mar 22, 2012
Last observed: Feb 5, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INVESTMENT ADVISORY GROUP LLC

INVESTMENT ADVISORY GROUP, LLC, CRD 109445

SARASOTA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a6e37101-2b4b-96c2-c47f-4c7eec57500c

Data as of Feb 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GEORGE ARTHUR MCCALL

Certified Financial Planner

SARASOTA, FL

n/a

yes

JAY LIPFERT RICHARDS

Certified Financial Planner

SARASOTA, FL

n/a

yes

PAUL WILLIAM REARDON

Certified Financial Planner

HANOVER, MA | SARASOTA, FL

n/a

yes

THEODORE D CIOLKOSZ

n/a

SARASOTA, FL | HANOVER, MA

yes

KEITH WENDELL WHITT

n/a

SARASOTA, FL | HANOVER, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MCCALL, GEORGE, ARTHUR

CFP/PARTNER COMPLIANCE OFFICER

yes

06/1998

Feb 5, 2026

RICHARDS, JAY, LIPFERT

CFP/PARTNER, CHIEF COMPLIANCE OFFICER

yes

06/1998

Mar 22, 2012

Jun 11, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 5, 2026

$1.2B

n/a

2024

Jan 21, 2025

$994M

n/a

2023

Jan 31, 2024

$848M

n/a

2022

Jan 30, 2023

$710M

n/a

2021

Feb 7, 2022

$716M

n/a

2020

Mar 2, 2021

$620M

n/a

2019

Mar 24, 2020

$513M

n/a

2018

Mar 11, 2019

$424M

n/a

2017

Mar 23, 2018

$430M

n/a

2016

Mar 27, 2017

$368M

n/a

2015

Mar 25, 2016

$293M

n/a

2014

Mar 13, 2015

$300M

n/a

2013

Mar 27, 2014

$266M

n/a

2012

Mar 26, 2013

$217M

n/a

2011

Mar 22, 2012

$199M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$1.2B

$994M

22.4%

$710M

19.7%