DFX Intelligence

L••••• J••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

L••••• J••• W••••••

Advisor at J••• W•••••• • A•••••••••

WACO, TX

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Search this name across graphsid dfx:ria:2d0a6a6b-57e7-943f-ed9d-f700d1652cae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• W•••••• • A•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• W•••••• • A•••••••••	State registered	Jun 28, 2006	n/a	yes	WACO, TX	Current employment
K•••• M•••••••••	Former SEC adviser	Mar 8, 2006	Apr 25, 2006	no	WACO, TX\|PONTE VEDRA BEACH, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••• M•••••••••	J••• W•••••• • A•••••••••	Apr 25, 2006	Jun 28, 2006	64	Firm change	Other

Relationships

Registered with (2)

→ J••• W•••••• • A•••••••••Registered adviserregistration: current employment
Jun 28, 2006 to presentfactForm ADV
→ K•••• M•••••••••Registered adviserregistration: previous registration
Mar 8, 2006 to Apr 25, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d0a6a6b-57e7-943f-ed9d-f700d1652cae
First observed: Mar 8, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.