DFX Intelligence

T••• J••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)23 years in industry

T••• J••• P•••••••••

Advisor at E••••• J••••

PHOENIX, AZ

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Search this name across graphsid dfx:ria:2d18657d-fbd1-1b1a-0a75-c46ee4c0785b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Jul 19, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Feb 22, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Dec 5, 2025	n/a	yes	PHOENIX, AZ	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	Apr 24, 2024	Dec 5, 2025	no	PEWAUKEE, WI\|WEST BEND, WI\|NEW BERLIN, WI\|MENOMONEE FALLS, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	E••••• J••••	Dec 5, 2025	Dec 5, 2025	0	Firm change	Ibd to ibd
R••••• W• B•••• • C•• I•••••••••	P•• W••••• M•••••••••	Apr 25, 2024	Apr 24, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
149499:149018:WI:2021-03-10	Mar 10, 2021	Mar 8, 2021	DELAFIELD, WI	Firm change

Relationships

Registered with (6)

→ E••••• J••••Registered adviserregistration: current employment
Dec 5, 2025 to presentfactForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 24, 2024 to Dec 5, 2025factForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Apr 25, 2022 to Apr 25, 2024factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Dec 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2d18657d-fbd1-1b1a-0a75-c46ee4c0785b
First observed: Jul 19, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.