DFX Intelligence

Data Factory

M•••••• F•••••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M•••••• F•••••••• A•••••••• I•••

CRD 149499

DELAFIELD, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eddc0a86-2e9c-7e80-c944-69d7917f0554

Data as of Mar 10, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 2
On other graphs: 0
Observed: Jan 6, 2012 to Mar 10, 2021
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $215MItem 5.F on the latest filing (2021-03-10); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $203M
Private client RAUM: $212MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHOJNICKI, ERIC, ANDREW	President	Na	yes	03/2017	Mar 28, 2017	Mar 10, 2021
MIDLAND STATES BANCORP, INC.	PARENT COMPANY	E	yes	03/2017	Mar 28, 2017

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LOVE FUNDING CORPORATION	n/a	n/a	n/a	N	yes	n/a
MIDLAND STATES BANCORP, INC.	n/a	n/a	n/a	Y	no	n/a
MIDLAND STATES BANK

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Effingham	IL	United States	1	no
WELDON SPRING	Mo	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$215M	$256M	-16.0%	$214M	0.2%	3	7	2	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	2	Mar 10, 2021	Mar 8, 2021	DELAFIELD, WI	Team lift out	RIA to ibd	40.0%

Relationships

Controls (3)

← CHOJNICKI, ERIC, ANDREWOwnerPRESIDENT, ownership code NA, individual
Mar 28, 2017 to presentfactForm ADV
← SORENSON, HEATH, WILLIAMOwnerCCO/COO, ownership code NA, individual
Mar 28, 2017 to presentfactForm ADV
← M•••••• STATES BANCORP, INC.OwnerPARENT COMPANY, ownership code E, domestic entity
Mar 28, 2017 to presentfactForm ADV

Registered with (10)

← Heath William SorensonAdvisor

Dated events

Occurred
Mar 6, 2020
Control person left
William Daniel Wilson (Managing Director) no longer on Schedule A of M•••••• F•••••••• A•••••••• I••• (listed 2019-09-16, absent 2020-03-06)
Form ADVobserved 6 days ago
Occurred
Sep 16, 2019
Control person left
Karol Naomi Ackley (Cco) no longer on Schedule A of M•••••• F•••••••• A•••••••• I••• (listed 2019-03-15, absent 2019-09-16)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eddc0a86-2e9c-7e80-c944-69d7917f0554
First observed: Jan 6, 2012
Last observed: Mar 10, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.