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Advisor at CORNERSTONE WEALTH
Huntersville, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CORNERSTONE WEALTH | Independent wealth | Jan 3, 2018 | n/a | yes | Huntersville, NC | Current employment |
| CORNERSTONE WEALTH | Former SEC adviser | Oct 10, 2015 | Dec 31, 2017 | no | Huntersville, NC | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Dec 9, 2014 | Sep 8, 2015 | no | NEW YORK, NY|DAVIDSON, NC|DAVIDSON, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CORNERSTONE WEALTH | CORNERSTONE WEALTH | Dec 31, 2017 | Jan 3, 2018 | 3 | Channel change | Other |
| EQUITABLE ADVISORS, LLC | CORNERSTONE WEALTH | Sep 8, 2015 | Oct 10, 2015 | 32 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 157935:289971:NC:2017-12-31 | Dec 31, 2017 | Jan 3, 2018 | HUNTERSVILLE, NC | Firm change |