RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• H•••• P•••••••
- C••••••••• W••••• independent RIA currentsince Jan 3, 2018 · Huntersville, Nc
- C••••••••• W••••• formerOct 10, 2015 to Dec 31, 2017 · Huntersville, Nc
- E•••••••• A•••••••• L•• national BDDec 9, 2014 to Sep 8, 2015 · New York, Ny
- C••••••••• W••••• to C••••••••• W•••••left Dec 31, 2017, registered Jan 3, 2018 (3 days) · channel change inside one enterprise, not a move · moved with a team
- E•••••••• A•••••••• L•• to C••••••••• W•••••left Sep 8, 2015, registered Oct 10, 2015 (32 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address